DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O••••• C••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 12, 2023 · 8 filings
SEC status approved since Feb 13, 2023
RAUM
$538M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$538M as of Mar 30, 2026
Mar 27, 2024$367M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20240 then
Employees (5.A)8 as of Mar 30, 2026
Mar 27, 20242 then
Private funds1 as of Mar 30, 2026
Mar 27, 20244 then
RAUM -11% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $269MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $538M, 2 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$525M98%
- Pooled investment vehicles$13.2M2.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $538M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••• M••••••••• C••••• F•••• L•• | Other Private Fund | $231M | 268 | Aug 17, 2021 |
| O••••• S•••••••• C••••• F•••• L•• | Other Private Fund | $117M | 389 | Sep 26, 2023 |
| O••••• M•• P••••••• F•••• L••• | Other Private Fund | $18.5M | 4 | Mar 27, 2024 |
| O••••• S•••••••• C••••• P••••••• F•••• L•• | Other Private Fund | $0 | 0 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• T•••••• I•• · Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- M•••••••• M••••••• B•••• · Ccocontrolsince 03/2023 · owns less than 5%
Entity owners
- O••••• I••••••••• G••••• L•• · Member/Managerdirect · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
- C••••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
- F•••••••• F•• P•••••• I•• · Memberindirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of Ferdinand Ffp Parent, Inc
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of Focus Financial Partners Inc.
- F•••• F•••••••• P••••••• I••• · Managing Memberindirect · owns 75% or more of Focus Financial Partners, LLC
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of Focus Operating, LLC
- F•••• O••••••••• L•• · Memberindirect · owns 75% or more of Origin Investments Group, LLC
Related persons
Schedule D 7.A
- Cardinal Point Wealth Managementinvestment advisernRAUM $4.8B
- Northcoast Asset Management LLCinvestment advisernRAUM $5.0B
- O•••••• M••••••• L••pooled vehicle sponsory
- O•••••• M••••••• L••pooled vehicle sponsory
Advisers that list O••••• C••••• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Mar 30, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (335 comparable advisers, 99.0th percentile, 5.4 robust deviations)peers: asset managers, $500M to $1B (335) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 2Mar 31, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 1Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $606M to $538MMar 31, 2025 to Mar 30, 2026
- Employees · 10 to 8Mar 31, 2025 to Mar 30, 2026
- Private funds · 4 to 1Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $606M to $538MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $606M to $13.2MMar 31, 2025 to Mar 30, 2026
- RAUM · $606M to $538MMar 31, 2025 to Mar 30, 2026
- Advisory employees · 2 to 4Mar 27, 2024 to Mar 31, 2025
- Assets in custody · $367M to $606MMar 27, 2024 to Mar 31, 2025
- Employees · 2 to 10Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to 0Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $367M to $606MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $367M to $606MMar 27, 2024 to Mar 31, 2025
- RAUM · $367M to $606MMar 27, 2024 to Mar 31, 2025
- Related insurance company · false to trueMar 27, 2024 to Mar 31, 2025
- Accounts · 2 to 4Sep 27, 2023 to Mar 27, 2024
- Pooled vehicle clients · 2 to 4Sep 27, 2023 to Mar 27, 2024
- Assets in custody · $304M to $367MSep 27, 2023 to Mar 27, 2024
- Private funds · 2 to 4Sep 27, 2023 to Mar 27, 2024
- Discretionary RAUM · $304M to $367MSep 27, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $304M to $367MSep 27, 2023 to Mar 27, 2024
- RAUM · $304M to $367MSep 27, 2023 to Mar 27, 2024
- Accounts · 1 to 2Mar 28, 2023 to Sep 26, 2023
- Advisory employees · 1 to 2Mar 28, 2023 to Sep 26, 2023
- Pooled vehicle clients · 1 to 2Mar 28, 2023 to Sep 26, 2023
- Assets in custody · $182M to $304MMar 28, 2023 to Sep 26, 2023
- Employees · 1 to 2Mar 28, 2023 to Sep 26, 2023
- Private funds · 1 to 2Mar 28, 2023 to Sep 26, 2023
- Discretionary RAUM · $182M to $304MMar 28, 2023 to Sep 26, 2023
- Pooled vehicle RAUM · $182M to $304MMar 28, 2023 to Sep 26, 2023
- RAUM · $182M to $304MMar 28, 2023 to Sep 26, 2023
- Accounts · unset to 1.0Jan 13, 2023 to Mar 28, 2023
- Pooled vehicle clients · unset to 1.0Jan 13, 2023 to Mar 28, 2023
- Assets in custody · unset to 182222681.0Jan 13, 2023 to Mar 28, 2023
- Custody of client assets · false to trueJan 13, 2023 to Mar 28, 2023
- Private funds · unset to 1Jan 13, 2023 to Mar 28, 2023
- Discretionary RAUM · unset to 182222681.0Jan 13, 2023 to Mar 28, 2023
- Non-discretionary RAUM · unset to 0.0Jan 13, 2023 to Mar 28, 2023
Signals
4 dated events
- Origin Credit Advisers, Llc reported RAUM $605.5M, up 65% from $367.1M (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Origin Credit Advisers, Llc reported RAUM $304.0M, up 67% from $182.2M (2023-03-28 to 2023-09-26)Sep 26, 2023 · RAUM change · derived
- Ian Thomas Briney (Chief Investment Officer) appeared on Schedule A of Origin Credit Advisers, LlcJan 13, 2023 · Control person joined · fact
- Origin Credit Advisers, Llc filed its initial SEC registration (Form ADV)Jan 12, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Origin Credit Advisers, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/focus-financial-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- origincreditadvisers.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 720-902-8898reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026