DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•••
Gross asset value
$619,405
as of Feb 1, 2021; not a fund size
Peak GAV
$1.3B
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
0%
Reported
49 filings
Mar 27, 2013 to Feb 1, 2021
Reporting history
one row per Form ADV filing
Gross asset value$619,405 as of Feb 1, 2021
Mar 27, 2013$100M then
Owners16 as of Feb 1, 2021
Mar 27, 20131 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Deutsche Bank Securities Inc.New York, New York
- Jpmorgan Chase Bank, N.A.New, New York · LEI 7H6GLXDRUGQFU57RNE97
- The Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- U.S. Bank National AssociationCleveland, Ohio · LEI 5493003BL9GDHBPNL575
Across DFX
shared identifiers only
- Eofc · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons