DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L•••• S••••• B••••• C•••••••• 4• L•••
Private Equity Fundadvised byL•••• S••••• C•••••• M••••••••• L••asset manager805-8413815404no longer reportedIAPD
Gross asset value
$611M
as of Jan 7, 2022; not a fund size
Peak GAV
$611M
highest filing
Owners
87
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
14%
of the fund
Owned by funds
42%
fund-of-funds interests
Non-US owners
14%
Reported
6 filings
Nov 25, 2019 to Jan 7, 2022
Reporting history
one row per Form ADV filing
Gross asset value$611M as of Jan 7, 2022
Nov 25, 2019$93.2M then
Owners87 as of Jan 7, 2022
Nov 25, 201985 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-349839reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Pacific Western BankMenlo Park, California · LEI 549300A7DTSCJLJ33451
Across DFX
shared identifiers only
- L•••• S••••• B••••• C•••••••• 4• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 14%reportedadviser and related persons