DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••••• C••••• O••••••••• F•••• L•••
Gross asset value
$56.6M
as of Mar 28, 2019; not a fund size
Peak GAV
$129M
highest filing
Owners
50
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
78%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Feb 12, 2013 to Mar 28, 2019
Reporting history
one row per Form ADV filing
Gross asset value$56.6M as of Mar 28, 2019
Feb 12, 2013$129M then
Owners50 as of Mar 28, 2019
Feb 12, 201355 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 8% of the adviser's clients investedreported
- Form D file number
- 021-67597reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
- Wells Fargo Securities, LLCSan Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 78%reportedadviser and related persons