DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
T•••• M••••••• D••••••••• P•••••••• L•••
Gross asset value
$62.2M
as of Dec 13, 2017; not a fund size
Peak GAV
$62.2M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Feb 13, 2012 to Dec 13, 2017
Reporting history
one row per Form ADV filing
Gross asset value$62.2M as of Dec 13, 2017
Feb 13, 2012$46.1M then
Owners2 as of Dec 13, 2017
Feb 13, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-125814reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom
- Brown Brothers Harriman & Co.New York, New York
- Citibank, N.A.New York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- State Street Bank And Trust Co.Boston, Massachusetts
- The Bank Of New York MellonNew York, New York
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 100%reportedadviser and related persons