DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• E••••• P••••••• V••••• L•••
Gross asset value
$318M
as of Oct 11, 2024; not a fund size
Peak GAV
$452M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
27%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
100%
Reported
11 filings
Mar 30, 2019 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$318M as of Oct 11, 2024
Mar 30, 2019$280M then
Owners21 as of Oct 11, 2024
Mar 30, 201920 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-312134reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bnp Paribas Securities ServicesPantin, France
- Citibank, N.A.New York, New York
- Continental Stock Transfer And TrustNew York, New York
- Dnb AsaOslo, Norway
- First Republic BankNew York, New York
- Natixis SaParis, France
- Sparebank 1Oslo, Norway
Across DFX
shared identifiers only
- O•• E••••• P••••••• V••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 27%reportedadviser and related persons