DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••••••• S••••••••• G••••• P••••• M••••• F•••• L•
Other Private Fundadvised byF••••••• A•••••••• I•••asset manager805-8484465859no longer reportedIAPD
Gross asset value
$11.8M
as of Aug 4, 2020; not a fund size
Peak GAV
$12.1M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
97%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
16 filings
Dec 26, 2018 to Aug 4, 2020
Reporting history
one row per Form ADV filing
Gross asset value$11.8M as of Aug 4, 2020
Dec 26, 2018$12.1M then
Owners3 as of Aug 4, 2020
Dec 26, 20182 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-192230reportedthe join to the Form D offering
- Type as written
- DELAWARE 3C1reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Northern Trust International Banking CorporationJersey City, New Jersey
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
- F••••••• S••••••••• G••••• P••••• M••••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 97%reportedadviser and related persons