DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Franklin Advisers, Inc.
Latest filing Sep 16, 2026
First filing on the tape Dec 23, 2011 · 77 filings
SEC status approved since Jan 30, 1986
RAUM
$509B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
3.5%
$18B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
384
272 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
77 filings and snapshots on the tape
RAUM$509B as of Jul 10, 2026
Dec 23, 2011$372B then
HNW client RAUM$3.1B as of Jul 10, 2026
Dec 21, 2017$119M then
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Dec 23, 20110 then
Employees (5.A)384 as of Jul 10, 2026
Dec 21, 2012183 then
Private funds71 as of Jul 10, 2026
Dec 23, 20115 then
RAUM +9.1% over the last fiscal year+17% a year over threeIARs 0 to 0offices 7 to 6
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.0MderivedHNW RAUM over HNW clients
- Average account
- $20.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +34%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$368B72%
- Pooled investment vehicles$98B19%
- Individuals$15B2.9%
- Sovereign wealth funds$8.6B1.7%
- Pension and profit-sharing plans$6.0B1.2%
- Insurance companies$5.1B1.0%
- High-net-worth individuals$3.1B0.6%
- Other investment advisers$2.9B0.6%
- Corporations and businesses$1.6B0.3%
- Charitable organizations$465M0.1%
- State and municipal entities$70.8M0.0%
- Banks and thrifts$21.0M0.0%
- Individual clients
- 22,641reported
- HNW clients
- 382reported
- Pension plan clients
- 255reported
- Charitable clients
- 139reported
- Accounts
- 25,018reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $19B managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.92 institutional_share=0.04 related_bd=true related_bank=true bd_reps=64.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
77 reported on Schedule D 7.B.(1)
All funds of Franklin Advisers, Inc.
Owners and control persons
Schedule A and B, latest filing
- Alan Roger Bayston · Executive Vice Presidentcontrolsince 02/2018 · owns less than 5%
- Sonal Desai · Executive Vice President And Directorcontrolsince 12/2018 · owns less than 5%
- Harold Stephen Dover · Executive Vice President And Directorcontrolsince 12/2018 · owns less than 5%
- C Michael Foley · Executive Vice Presidentcontrolsince 11/2021 · owns less than 5%
- James Michael Hasenstab · Executive Vice Presidentcontrolsince 12/2013 · owns less than 5%
- Harris Rupert Johnson · Directorcontrolsince 10/1985 · owns less than 5%
- Paul Michael Mccarthy · Executive Vice President And Portfolio Managercontrolsince 12/2023 · owns less than 5%
- Harumi Lindsey Oshita · Chief Financial Officercontrolsince 10/2019 · owns less than 5%
- Douglas Edward Perks · President And Directorcontrolsince 12/2018 · owns less than 5%
- Jay Adam Petryk · Executive Vice Presidentcontrolsince 06/2021 · owns less than 5%
- Allerton Wylie Tollette · Executive Vice Presidentcontrolsince 03/2019 · owns less than 5%
- Paul Leeor Avigdor · Treasurersince 05/2023 · owns less than 5%
- Tourtellotte Jonathan Curtis · Executive Vice President And Chief Investment Officersince 12/2023 · owns less than 5%
- Anthony Bjorn Davis · Chief Compliance Officersince 02/2023 · owns less than 5%
- Clifton Thomas Merchant · Chief Legal Officersince 05/2022 · owns less than 5%
Entity owners
- Franklin Resources, Inc. · Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Benefit Street Partners Limitedinvestment adviserbanknRAUM $23B
- Bsp Ny LLCinvestment adviserbanknRAUM $14B
- Benefit Street Partners L.L.C.investment advisernRAUM $28B
- Brandywine Global Investment Management (Asia) Pte. Ltdinvestment advisery
- Brandywine Global Investment Management, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $65B
- Bsp Clo Management LLCinvestment advisernRAUM $12B
- China Life Franklin Asset Management Co., Limitedinvestment advisern
- Clarion Partners Emea Limitedbroker-dealern
- Clarion Partners Europe (U.K.) Limitedbroker-dealerinvestment advisern
- Clarion Partners Europe Limitedinvestment advisern
- Clarion Partners Securities, LLCbroker-dealern
- Clarion Partnersbroker-dealerinvestment advisernRAUM $74B
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments Limitedinvestment advisern
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $185B
- Darby Asia Investors (Hk), Ltdinvestment advisern
- Darby Asia Investors, Ltdinvestment advisern
- Darby Overseas Partners, L.P.investment advisernRAUM $154M
- Fiduciary Trust Company Internationalcustodiann
- Fiduciary Trust Company Of Canadainvestment advisern
- Fiduciary Trust International, LLCinvestment adviserbanknRAUM $7.7B
- Franklin Advisory Services, LLCinvestment adviserbanknRAUM $14B
- Franklin Bsp Capital Adviser LLCinvestment advisernRAUM $4.2B
- Franklin Distributors, LLCbroker-dealern
- Franklin Mutual Advisers, LLCinvestment adviserbanknRAUM $43B
- Franklin Templeton Alts Brasil Admin. De Investimentos Ltda.investment advisery
- Franklin Templeton Asset Management (Malaysia) Sdn. Bhd.investment advisern
- Franklin Templeton Asset Management Mexico, S.A. De C.V., Sociedad Operadora De Fondos De Inversioninvestment advisern
- Franklin Templeton Australia Limitedinvestment adviserbankn
- Franklin Templeton Blockchain Gp, LLCpooled vehicle sponsory
Advisers that list Franklin Advisers, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA85 employees
- San Ramon, CA11 employees
- Fort Lauderdale, FL7 employees
- New Jersey, NJ1 employees
- Salt Lake City, UT1 employees
- Stamford, CT1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 10, 2026 to Sep 16, 2026
- Private funds · 71 to unsetJul 10, 2026 to Sep 16, 2026
- Succession · false to unsetJul 10, 2026 to Sep 16, 2026
- Private funds · 73 to 71May 25, 2026 to Jul 10, 2026
- Private funds · 71 to 73Feb 24, 2026 to May 25, 2026
- Private funds · 73 to 71Dec 23, 2025 to Feb 24, 2026
- Accounts · 18,979 to 25,018Oct 3, 2025 to Dec 23, 2025
- Advisory employees · 254 to 272Oct 3, 2025 to Dec 23, 2025
- BD registered reps · 58 to 64Oct 3, 2025 to Dec 23, 2025
- Charity clients · 124 to 139Oct 3, 2025 to Dec 23, 2025
- Corporate clients · 735 to 823Oct 3, 2025 to Dec 23, 2025
- HNW clients · 239 to 382Oct 3, 2025 to Dec 23, 2025
- Individual clients · 16,938 to 22,641Oct 3, 2025 to Dec 23, 2025
- Pension plan clients · 147 to 255Oct 3, 2025 to Dec 23, 2025
- Pooled vehicle clients · 179 to 263Oct 3, 2025 to Dec 23, 2025
- Employees · 408 to 384Oct 3, 2025 to Dec 23, 2025
- Other offices · 7 to 6Oct 3, 2025 to Dec 23, 2025
- Private funds · 70 to 73Oct 3, 2025 to Dec 23, 2025
- Discretionary RAUM · $465B to $507BOct 3, 2025 to Dec 23, 2025
- HNW RAUM · $914M to $3.1BOct 3, 2025 to Dec 23, 2025
- Individual RAUM · $12B to $15BOct 3, 2025 to Dec 23, 2025
- Non-discretionary RAUM · $2.4B to $2.9BOct 3, 2025 to Dec 23, 2025
- Pension RAUM · $2.5B to $6.0BOct 3, 2025 to Dec 23, 2025
- Pooled vehicle RAUM · $78B to $98BOct 3, 2025 to Dec 23, 2025
- RAUM · $467B to $509BOct 3, 2025 to Dec 23, 2025
- Wrap assets (manager) · $15B to $19BOct 3, 2025 to Dec 23, 2025
- Private funds · 66 to 70Jun 27, 2025 to Oct 3, 2025
- Financial planning clients · unset to Dec 24, 2024 to Jun 27, 2025
- Private funds · 59 to 66Dec 24, 2024 to Jun 27, 2025
- Accounts · 12,018 to 18,979Sep 24, 2024 to Dec 24, 2024
- Advisory employees · 184 to 254Sep 24, 2024 to Dec 24, 2024
- BD registered reps · 45 to 58Sep 24, 2024 to Dec 24, 2024
- Charity clients · 87 to 124Sep 24, 2024 to Dec 24, 2024
- Corporate clients · 473 to 735Sep 24, 2024 to Dec 24, 2024
- HNW clients · 1,814 to 239Sep 24, 2024 to Dec 24, 2024
- Individual clients · 9,038 to 16,938Sep 24, 2024 to Dec 24, 2024
- Pension plan clients · 83 to 147Sep 24, 2024 to Dec 24, 2024
- Pooled vehicle clients · 156 to 179Sep 24, 2024 to Dec 24, 2024
- Employees · 302 to 408Sep 24, 2024 to Dec 24, 2024
- Other offices · 6 to 7Sep 24, 2024 to Dec 24, 2024
Signals
13 dated events
- Franklin Advisers, Inc. reported RAUM $467.0B, up 38% from $339.2B (2024-09-24 to 2024-12-24)Dec 24, 2024 · RAUM change · derived
- C Michael Foley (Executive Vice President) appeared on Schedule A of Franklin Advisers, Inc.Feb 14, 2023 · Control person joined · fact
- Young William Yun (Executive Vice President) no longer on Schedule A of Franklin Advisers, Inc. (listed 2022-09-30, absent 2022-11-10)Nov 10, 2022 · Control person left · inference
- John Thomas Fisher (Executive Vice President) no longer on Schedule A of Franklin Advisers, Inc. (listed 2021-05-14, absent 2021-06-23)Jun 23, 2021 · Control person left · inference
- Jay Adam Petryk (Executive Vice President) appeared on Schedule A of Franklin Advisers, Inc.Jun 23, 2021 · Control person joined · fact
- Sterling Madison Gulley (Executive Vice President) no longer on Schedule A of Franklin Advisers, Inc. (listed 2021-02-01, absent 2021-02-16)Feb 16, 2021 · Control person left · inference
- Matthew Nicholls (Chief Financial Officer) no longer on Schedule A of Franklin Advisers, Inc. (listed 2019-07-25, absent 2019-10-22)Oct 22, 2019 · Control person left · inference
- Harumi Lindsey Oshita (Chief Financial Officer) appeared on Schedule A of Franklin Advisers, Inc.Oct 22, 2019 · Control person joined · fact
- Matthew Nicholls (Chief Financial Officer) appeared on Schedule A of Franklin Advisers, Inc.Jul 25, 2019 · Control person joined · fact
- Allerton Wylie Tollette (Executive Vice President) appeared on Schedule A of Franklin Advisers, Inc.Apr 18, 2019 · Control person joined · fact
- Burton Edward Jamieson (President) no longer on Schedule A of Franklin Advisers, Inc. (listed 2018-12-26, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- James Christopher Molumphy (Director And Exec. Vice President) no longer on Schedule A of Franklin Advisers, Inc. (listed 2018-12-26, absent 2019-02-04)Feb 4, 2019 · Control person left · inference
- Sonal Desai (Executive Vice President And Director) appeared on Schedule A of Franklin Advisers, Inc.Feb 4, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Franklin Advisers, Inc. · Independent Sponsorsshared crd · capital_provider
- Franklin Advisers, Inc. · Private Equityshared crd · organization
- Franklin Advisers, Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/franklin-templetonreportedpublic record, Form ADV, Sep 17, 2026
- Website
- franklinindices.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (650) 312-3000reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026