DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••••••• D•••••••• I••••••• M••••• F•••• L•••
Gross asset value
$213M
as of May 7, 2013; not a fund size
Peak GAV
$246M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
12%
fund-of-funds interests
Non-US owners
78%
Reported
6 filings
Mar 26, 2012 to May 7, 2013
Reporting history
one row per Form ADV filing
Gross asset value$213M as of May 7, 2013
Mar 26, 2012$246M then
Owners21 as of May 7, 2013
Mar 26, 201228 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-132377reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA), LLCNew York, New York
- Goldman SachsNew York, New York
- JP MorganNew York, New York
- Merrill LynchSeoul, Korea, South
- Merrill FuturesChicago, Illinois
- Morgan StanleyNew York, New York
- Bank Of New YorkNew York, New York
- Northern TrustChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons