DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• F••••••••• T•••••• M••••• F•••• L•••
Gross asset value
$730M
as of Jun 18, 2018; not a fund size
Peak GAV
$730M
highest filing
Owners
61
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
50%
of the fund
Owned by funds
35%
fund-of-funds interests
Non-US owners
32%
Reported
25 filings
Mar 26, 2012 to Jun 18, 2018
Reporting history
one row per Form ADV filing
Gross asset value$730M as of Jun 18, 2018
Mar 26, 2012$99.7M then
Owners61 as of Jun 18, 2018
Mar 26, 201216 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-119862reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- State StreetBoston, Massachusetts
- Bank Of New YorkNew York, New York
- Northern TrustChicago, Illinois
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 50%reportedadviser and related persons