DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
F••••••••• C•••••• P••••••• I•• L•
Gross asset value
$1.1B
as of Jul 18, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
87
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 30, 2020 to Jul 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of Jul 18, 2024
Mar 30, 2020$497M then
Owners87 as of Jul 18, 2024
Mar 30, 202086 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaCharlotte, North Carolina
- BmoNew York, New York
- Citizens BankCharlotte, North Carolina
- Fifth Third BankCincinatti, Ohio
- Goldman SachsNew York, New York
- Maranon CapitalChicago, Illinois
- MidcapNew York, New York
- RegionsCharlotte, North Carolina
- TruistCharlotte, North Carolina
Across DFX
shared identifiers only
- F••••••••• C•••••• P••••••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons