DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Falfurrias Management Partners LP
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2015 · 14 filings
SEC status approved since Jul 13, 2015
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
46 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$3.7B as of Mar 31, 2026
Mar 16, 2016$232M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 16, 20160 then
Employees (5.A)55 as of Mar 31, 2026
Mar 16, 201612 then
Private funds6 as of Mar 31, 2026
Mar 16, 20162 then
RAUM +17% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $530MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.7B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.7B for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Falfurrias Capital Partners IV, LP | Private Equity Fund | $1.1B | 87 | Mar 30, 2020 |
| Falfurrias Capital Partners V LP | Private Equity Fund | $971M | 103 | Mar 31, 2022 |
| Falfurrias Capital Partners III, LP | Private Equity Fund | $726M | 79 | Mar 16, 2016 |
| Falfurrias Growth Partners I LP | Private Equity Fund | $390M | 99 | Mar 31, 2023 |
| Falfurrias Capital Partners LPno longer reported | Private Equity Fund | $74.1M | 60 | Mar 30, 2012 |
| Falfurrias Capital Partners II LP | Private Equity Fund | $33.5M | 42 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Kilian Matthew · Chief Compliance Officer, Falfurrias Management Partners LPcontrolsince 06/2015 · owns less than 5%
- Edwin William Mcmahan · Managing Partner, Falfurrias Management Partners LPcontrolsince 08/2006 · owns 50% to 75%
- Denis Marc Oken · Chairman, Falfurrias Management Partners LPcontrolsince 08/2006 · owns less than 5%
- J Joseph Schonberg · Chief Financial Officer, Falfurrias Management Partners LPcontrolsince 10/2006 · owns less than 5%
- Edwin William Mcmahan · Guarantorcontrolsince 08/2006 · owns F of Irrevocable Trust For William Edwin Mcmahan, Jr.
- Denis Marc Oken · Membercontrolsince 08/2006 · owns 25% to 50% of High Hopes Equity II LLC
- Delgado Celene Oken · Membersince 08/2006 · owns 25% to 50% of High Hopes Equity II LLC
Entity owners
- High Hopes Equity II LLC · Limited Partner, Falfurrias Management Partners LPdirect · owns 50% to 75%
- High Hopes Management LLC · General Partner, Falfurrias Management Partners LPdirect · owns less than 5%
- Irrevocable Trust For William Edwin Mcmahan, Jr. · Limited Partner, Falfurrias Management Partners LPdirect · owns less than 5%
Related persons
Schedule D 7.A
- Falfurrias Equity Partners II LLCinvestment adviserpooled vehicle sponsorn
- Falfurrias Equity Partners III LLCinvestment adviserpooled vehicle sponsorn
- Falfurrias Equity Partners IV, LLCinvestment adviserpooled vehicle sponsorn
- Falfurrias Equity Partners V, LLCinvestment adviserpooled vehicle sponsorn
- Falfurrias Growth Gp I LLCinvestment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 7Feb 6, 2026 to Mar 31, 2026
- Advisory employees · 35 to 46Feb 6, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Feb 6, 2026 to Mar 31, 2026
- Assets in custody · $3.2B to $3.7BFeb 6, 2026 to Mar 31, 2026
- Employees · 40 to 55Feb 6, 2026 to Mar 31, 2026
- Private funds · 5 to 6Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $3.7BFeb 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.2B to $3.7BFeb 6, 2026 to Mar 31, 2026
- RAUM · $3.2B to $3.7BFeb 6, 2026 to Mar 31, 2026
- Accounts · 5 to 6Jul 18, 2024 to Mar 31, 2025
- Advisory employees · 36 to 35Jul 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Jul 18, 2024 to Mar 31, 2025
- Assets in custody · $3.2B to $3.2BJul 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.2B to $3.2BJul 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.2B to $3.2BJul 18, 2024 to Mar 31, 2025
- RAUM · $3.2B to $3.2BJul 18, 2024 to Mar 31, 2025
- Advisory employees · 26 to 36Mar 31, 2023 to Apr 1, 2024
- Assets in custody · $2.7B to $3.2BMar 31, 2023 to Apr 1, 2024
- Employees · 30 to 40Mar 31, 2023 to Apr 1, 2024
- Discretionary RAUM · $2.7B to $3.2BMar 31, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $2.7B to $3.2BMar 31, 2023 to Apr 1, 2024
- RAUM · $2.7B to $3.2BMar 31, 2023 to Apr 1, 2024
- Accounts · 4 to 5Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 23 to 26Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.9B to $2.7BMar 31, 2022 to Mar 31, 2023
- Employees · 27 to 30Mar 31, 2022 to Mar 31, 2023
- Private funds · 4 to 5Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.8B to $2.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.8B to $2.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $2.8B to $2.7BMar 31, 2022 to Mar 31, 2023
- Accounts · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 17 to 23Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $2.3B to $1.9BMar 31, 2021 to Mar 31, 2022
- Employees · 22 to 27Mar 31, 2021 to Mar 31, 2022
- Private funds · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.6B to $2.8BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.6B to $2.8BMar 31, 2021 to Mar 31, 2022
Signals
5 dated events
- Falfurrias Management Partners Lp reported RAUM $2.6B, up 183% from $917.3M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Falfurrias Management Partners Lp reported RAUM $917.3M, up 127% from $404.0M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Edwin William Mcmahan (Managing Partner, Falfurrias Management Partners Lp) appeared on Schedule A of Falfurrias Management Partners LpMar 30, 2020 · Control person joined · fact
- Falfurrias Management Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2018 · Succession (Item 4) · fact
- Falfurrias Management Partners Llc filed its initial SEC registration (Form ADV)Jun 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Falfurrias Management Partners LP · Independent Sponsorsshared crd · capital_provider
- Falfurrias Management Partners LP · Private Equityshared crd · organization
- Falfurrias Management Partners LP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/falfurriasreportedpublic record, Form ADV, Sep 18, 2026
- Website
- FALFURRIAS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 704-371-3220reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026