DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•• F•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jan 11, 2012 · 24 filings
SEC status approved since Feb 21, 2012
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
39
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Apr 1, 2013$12B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)31 as of Mar 31, 2026
Apr 1, 201386 then
Private funds39 as of Mar 31, 2026
Apr 1, 201313 then
RAUM +1.9% over the last fiscal year-7.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $255MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
53 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q•• F••••• O••••• F••• L• | Hedge Fund | $659M | 40 | Aug 20, 2012 |
| Q•• F••• I• L•no longer reported | Hedge Fund | $561M | 50 | Aug 20, 2012 |
| Q•• R••• H•••• O••••••• L••• | Private Equity Fund | $391M | 100 | Mar 29, 2019 |
| Q•• O••••••• H••••••• L•••no longer reported | Private Equity Fund | $388M | 300 | Jan 11, 2012 |
| Q•• F•••••••• I••••••••• C••••• L••• | Other Private Fund | $278M | 10 | Mar 29, 2019 |
| Q•• D••••••• C••••••••• H••••••• L••• | Other Private Fund | $211M | 30 | Jan 11, 2012 |
| Q•• F•••••••• I••••••••• L• | Other Private Fund | $172M | 4 | Mar 29, 2019 |
| Q•• R••• H•••• O••••••• I• L•••no longer reported | Private Equity Fund | $165M | 125 | Feb 25, 2016 |
| Q•• R••• H•••• O•••••• L••• | Private Equity Fund | $140M | 45 | Mar 29, 2019 |
| Q•• A••••••••• I• H••••••• L•••no longer reported | Private Equity Fund | $94.6M | 65 | Jan 11, 2012 |
| Q•• S•• O••••••• I• L• | Hedge Fund | $45.9M | 280 | Aug 20, 2012 |
| Q•• R••• H•••• O•••••• I• L•no longer reported | Private Equity Fund | $41.8M | 50 | Feb 25, 2016 |
| F••••• A••••• F• O••••••••• L• • S••••• 3• | Other Private Fund | $40.5M | 5 | Mar 29, 2024 |
| F••••• A••••• F• O••••••••• L• • S••••• J• | Other Private Fund | $35.0M | 10 | Mar 31, 2021 |
| F••••• A••••• F• O••••••••• L• • S••••• E• | Other Private Fund | $34.7M | 2 | Mar 29, 2018 |
| Q•• S•••••• I••••••••• O••••••• F••• I• L•no longer reported | Hedge Fund | $31.0M | 260 | Aug 20, 2012 |
| F••••• A••••• C•••••• P••••••• L• | Other Private Fund | $29.4M | 35 | Jan 11, 2012 |
| F••••• A••••• F• O••••••••• L• • S••••• H•no longer reported | Other Private Fund | $25.4M | 3 | Apr 30, 2020 |
| F••••• A••••• F• O••••••••• L• • S••••• Z• | Other Private Fund | $23.2M | 5 | Mar 31, 2023 |
| F••••• A••••• F• O••••••••• L• • S••••• Y• | Other Private Fund | $16.0M | 5 | Mar 31, 2023 |
| A•••••• O••••••••• F••• L•••no longer reported | Private Equity Fund | $14.9M | 25 | Jan 11, 2012 |
| F••••• A••••• F• O••••••••• L• • S••••• T• | Other Private Fund | $14.3M | 5 | Mar 31, 2022 |
| F••••• A••••• F• O••••••••• L• • S••••• L• | Other Private Fund | $13.7M | 2 | Mar 31, 2021 |
| Q••••••••• F••• L•••no longer reported | Hedge Fund | $13.2M | 15 | Jan 11, 2012 |
| M•••• T•••••• F••• L•no longer reported | Hedge Fund | $12.4M | 2 | Oct 10, 2013 |
| Q•• F••• L•no longer reported | Private Equity Fund | $10.5M | 2 | Jan 11, 2012 |
| F••••• A••••• F• O••••••••• L• • S••••• X• | Other Private Fund | $9.2M | 1 | Mar 31, 2022 |
| Q•• S•• O•••••• I• L• | Hedge Fund | $9.2M | 85 | Aug 20, 2012 |
| F••••• A••••• F• O••••••••• L• • S••••• B•no longer reported | Other Private Fund | $8.0M | 3 | Mar 31, 2017 |
| F••••• A••••• F• O••••••••• L• • S••••• A• | Other Private Fund | $8.0M | 4 | Mar 31, 2017 |
| F••••• A••••• F• O••••••••• L• • S••••• W• | Other Private Fund | $7.7M | 6 | Mar 31, 2022 |
| Q•• S•••••• I••••••••• O•••••• F••• I• L•no longer reported | Hedge Fund | $6.6M | 90 | Aug 20, 2012 |
| F••••• A••••• F• O••••••••• L• • S••••• G• | Other Private Fund | $6.1M | 2 | Mar 29, 2019 |
| F••••• A••••• F• O••••••••• L• • S••••• O• | Other Private Fund | $5.5M | 3 | Mar 31, 2022 |
| F••••• A••••• F• O••••••••• L• • S••••• P• | Other Private Fund | $5.3M | 6 | Mar 31, 2022 |
| F••••• A••••• F• O••••••••• L• • S••••• M•no longer reported | Other Private Fund | $5.1M | 2 | Mar 31, 2021 |
| F••••• A••••• F• O••••••••• L• • S••••• I•no longer reported | Other Private Fund | $4.7M | 3 | Apr 30, 2020 |
| F••••• A••••• F• O••••••••• L• • S••••• U• | Other Private Fund | $3.8M | 6 | Mar 31, 2022 |
| F••••• A••••• F• O••••••••• L• • S••••• 1• | Other Private Fund | $3.6M | 2 | Mar 31, 2023 |
| Q•• O••••••••• H••••••• L••no longer reported | Other Private Fund | $3.5M | 2 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• N•••••••• D•••• S••••••• · L•••••• Partnercontrolsince 06/2003 · owns 10% to 25%
- C••• A•••••• P•••••• · L•••••• Partnercontrolsince 06/2003 · owns 10% to 25%
- E•••••• M•••••••• S•••• · Chief Compliance Officercontrolsince 05/2014 · owns less than 5%
- F•• T••••• C•••• · L•••••• Partnercontrolsince 06/2003 · owns 10% to 25%
- G••• M•••••• · General Counselcontrolsince 09/2015 · owns less than 5%
- G•••• D•••••• A•••• · Chief Executive Officer; L•••••• Partnercontrolsince 06/2003 · owns 10% to 25%
- K••••••••• V•••••• A••••• · Chief Operating Officercontrolsince 01/2023 · owns less than 5%
- G•••• D•••••• A•••• · Membercontrolsince 06/2003 · owns 25% to 50% of Q•• F•••••••• G• L••
Entity owners
- Q•• F•••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A•••••• A••••••••• G• L••bankpooled vehicle sponsorn
- F••••• A••••• C•••••• P••••••• G• L••pooled vehicle sponsorn
- Q•• A••••••• P•••••• L••••••investment advisery
- Q•• A••••••••• G• L••pooled vehicle sponsorn
- Q•• F•••••••• I••••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 7Jul 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 7Jul 25, 2025 to Mar 31, 2026
- Assets in custody · $973M to $1.2BJul 25, 2025 to Mar 31, 2026
- Employees · 32 to 31Jul 25, 2025 to Mar 31, 2026
- Private funds · 38 to 39Jul 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $1.8BJul 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BJul 25, 2025 to Mar 31, 2026
- RAUM · $1.8B to $1.8BJul 25, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 25, 2025
- Advisory employees · 6 to 8Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $1.4B to $973MMar 29, 2024 to Mar 31, 2025
- Employees · 30 to 32Mar 29, 2024 to Mar 31, 2025
- Private funds · 34 to 38Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $1.8BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.1B to $1.8BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.1B to $1.8BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 8 to 6Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $1.8B to $1.4BMar 31, 2023 to Mar 29, 2024
- Employees · 32 to 30Mar 31, 2023 to Mar 29, 2024
- Private funds · 31 to 34Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.2B to $2.1BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.2B to $2.1BMar 31, 2023 to Mar 29, 2024
- RAUM · $2.2B to $2.1BMar 31, 2023 to Mar 29, 2024
- Private funds · 30 to 31Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.9B to $2.2BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.9B to $2.2BMar 31, 2022 to Mar 31, 2023
- RAUM · $2.9B to $2.2BMar 31, 2022 to Mar 31, 2023
- Accounts · 15 to 13Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 10 to 8Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 13Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $2.5B to $1.8BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 15Apr 30, 2021 to Mar 31, 2022
- Assets in custody · $2.2B to $2.5BApr 30, 2021 to Mar 31, 2022
- Private funds · 21 to 30Apr 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.9B to $2.9BApr 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.9B to $2.9BApr 30, 2021 to Mar 31, 2022
- RAUM · $2.9B to $2.9BApr 30, 2021 to Mar 31, 2022
- Accounts · 17 to 15Apr 30, 2020 to Mar 31, 2021
- Advisory employees · 8 to 10Apr 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 12 to 10Apr 30, 2020 to Mar 31, 2021
Signals
5 dated events
- A••••• V••••• K••••••••• (Chief Operating Officer) appeared on Schedule A of Q•• F•••••••• L•Mar 31, 2023 · Control person joined · fact
- Thomas Daniel Collins (Chief Operating Officer) no longer on Schedule A of Q•• F•••••••• L• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Q•• F•••••••• L• reported RAUM $2.9B, up 30% from $2.2B (2020-04-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Q•• F•••••••• L• reported RAUM $1.8B, down 37% from $2.9B (2018-08-22 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Q•• F•••••••• L• reported RAUM $2.9B, down 31% from $4.3B (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Q•• F•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.q••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 705-8888reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026