DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••••• C•••• I••••••••• L••
Gross asset value
$5.7M
as of Mar 27, 2024; not a fund size
Peak GAV
$16.6M
highest filing
Owners
5
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 31, 2014 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.7M as of Mar 27, 2024
Mar 31, 2014$10.0M then
Owners5 as of Mar 27, 2024
Mar 31, 20144 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Robert W. Baird & Co. IncorporatedMillwaukee, Wisconsin
- Washington Trust BankSeattle, Washington
Across DFX
shared identifiers only
- W•••••••• C•••• I••••••••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons