DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 21, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$444M
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$444M as of Mar 26, 2026
Apr 1, 2013$233M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)14 as of Mar 26, 2026
Apr 1, 20132 then
Private funds27 as of Mar 26, 2026
Apr 1, 20136 then
RAUM -29% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 21%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $444M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$444M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $444M for 27 clientsreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- C•••• L• C••••• to S•• I••••••••• S••••••• I•••Sep 16, 2021 · Other
Joined, latest
- C•••• L• C••••• from P• S••••••• L••Feb 8, 2018 · Other
Private funds
64 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••••• I••••••••• L•••••• F••• V•••• L•no longer reported | Private Equity Fund | $578M | 19 | Mar 28, 2019 |
| W•• D••• F•••••• I•• L••no longer reported | Private Equity Fund | $258M | 2 | Mar 30, 2018 |
| W•••••••• E••••• P•••••••• L•• • S••••• A• | Venture Capital Fund | $183M | 9 | Mar 31, 2014 |
| W•••••••• E••••• P•••••••• L•• • S••••• C• | Venture Capital Fund | $147M | 3 | Nov 24, 2015 |
| W•••••••• E••••• F••• I• L• | Private Equity Fund | $104M | 11 | Mar 30, 2020 |
| W•••••••• C••••••• L••no longer reported | Venture Capital Fund | $91.0M | 2 | Feb 21, 2012 |
| W•••••••• M•••••••• L•••• • L••• P••• V• L•• | Other Private Fund | $68.0M | 31 | Jul 25, 2017 |
| W•• •••••• L•• | Private Equity Fund | $66.2M | 7 | Mar 28, 2019 |
| W•• E••••• I••••••••• L•• | Venture Capital Fund | $50.6M | 22 | Mar 30, 2016 |
| W•• E••••• I••••••••• I•• L•• | Venture Capital Fund | $43.5M | 10 | Mar 31, 2021 |
| W•• P•• F••• I• L•no longer reported | Private Equity Fund | $40.0M | 6 | Mar 30, 2020 |
| W•• D••• H•••••••• L••no longer reported | Securitized Asset Fund | $38.7M | 6 | Mar 30, 2018 |
| W•• E••••••••• F••• I• L•no longer reported | Private Equity Fund | $36.0M | 2 | Mar 30, 2020 |
| W•• ••••• L•• | Venture Capital Fund | $35.5M | 14 | Apr 1, 2013 |
| W•• H••••••••• F••• I• L•no longer reported | Private Equity Fund | $33.5M | 2 | Mar 30, 2020 |
| W•• E••••••••• F••• I•• L•• | Venture Capital Fund | $31.6M | 26 | Mar 31, 2017 |
| W•• ••• I••• L••no longer reported | Venture Capital Fund | $30.0M | 3 | Mar 30, 2016 |
| W•• S•• L•• | Venture Capital Fund | $26.3M | 8 | Mar 30, 2016 |
| W•• E••••• L•• | Private Equity Fund | $25.3M | 4 | Mar 30, 2022 |
| W•• ••• I••• L•• | Venture Capital Fund | $24.6M | 12 | Aug 29, 2016 |
| W•• T••••••••• F••• I•• L• | Venture Capital Fund | $24.0M | 7 | Mar 31, 2023 |
| W•• I•••••••• E••••••••• F•••• L• | Venture Capital Fund | $23.2M | 3 | Mar 31, 2023 |
| L••• S•••••• L•••• I•• L•• | Other Private Fund | $21.0M | 19 | Mar 31, 2017 |
| W•••••••• M•••••••• L••••• L•• • L••• P••• I• | Other Private Fund | $18.2M | 26 | Aug 29, 2016 |
| W•• O••••••••• F••• I• L•no longer reported | Private Equity Fund | $12.7M | 2 | Mar 30, 2020 |
| L••• S•••••• L••••• L•• | Other Private Fund | $12.0M | 24 | Mar 31, 2014 |
| T•• I•••••••• I•• L•• | Venture Capital Fund | $12.0M | 111 | Aug 29, 2016 |
| W•• I••••• L•• | Private Equity Fund | $11.8M | 1 | Mar 30, 2022 |
| W•••••••• M•••••••• L••••• L•• • L••• P••• I•• | Other Private Fund | $9.4M | 27 | Nov 24, 2015 |
| W•••••••• C••• I••••••••• L•• | Venture Capital Fund | $9.3M | 6 | Jul 25, 2017 |
| T•• I••••••••• L••no longer reported | Private Equity Fund | $9.1M | 5 | Mar 28, 2019 |
| W•• T••• L•• | Private Equity Fund | $8.9M | 8 | Mar 30, 2022 |
| W•• A••• L•• | Private Equity Fund | $7.4M | 3 | Mar 31, 2021 |
| W•••••••• C•••• I••••••••• L•• | Venture Capital Fund | $5.7M | 5 | Mar 31, 2014 |
| W•••••••• S•••••• P•••••••• L••no longer reported | Venture Capital Fund | $5.5M | 1 | Feb 21, 2012 |
| W•• H•••• L•• | Private Equity Fund | $5.3M | 11 | Mar 31, 2021 |
| W•••••••• E••••• P•••••••• L•• • S••••• F• | Venture Capital Fund | $4.8M | 1 | Aug 29, 2016 |
| W•••••••• M•••••••• L••••• L•• • L••• P••• I• | Other Private Fund | $4.8M | 13 | Nov 24, 2015 |
| W•• D••• I••••••••• L•• | Private Equity Fund | $4.4M | 15 | Mar 30, 2022 |
| W•• C•••••••• L•••••• I•• L•• | Private Equity Fund | $3.2M | 1 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• E•••• J• · Managing Member And Chief Compliance Officercontrolsince 02/2012 · owns 75% or more
Related persons
Schedule D 7.A
- L••• M••••••• L••pooled vehicle sponsory
- T•• M••••••• L••pooled vehicle sponsory
- V•• M••••••• L••pooled vehicle sponsory
- W•• E•• M••••••• L••pooled vehicle sponsory
- W•• E•• I• M••••••• L••pooled vehicle sponsory
- W•• E••••• M••••••• L••pooled vehicle sponsory
- W•• H••• G•• L••pooled vehicle sponsory
- W•• H••• G•• L••pooled vehicle sponsory
- W•• H••• G•• L••pooled vehicle sponsory
- W•• I•• G•• L••pooled vehicle sponsory
- W•• T•• G•• L••pooled vehicle sponsory
- W•• T••• F••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $621,586,905 to $444,377,118 (-29.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +4.0% (1148 comparable advisers, 9.0th percentile of changes)peers: ASSET_M••••••, $100M to $500M (1,148) · 8.9% percentile
What changed
consecutive filings, newest first
- Accounts · 32 to 27Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 8 to 9Mar 27, 2025 to Mar 26, 2026
- clients p•••ed vehicles · 32 to 27Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $996M to $444MMar 27, 2025 to Mar 26, 2026
- Employees · 15 to 14Mar 27, 2025 to Mar 26, 2026
- Private funds · 32 to 27Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $132M to $95.2MMar 27, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $490M to $349MMar 27, 2025 to Mar 26, 2026
- raum p•••ed vehicles · $622M to $444MMar 27, 2025 to Mar 26, 2026
- RAUM · $622M to $444MMar 27, 2025 to Mar 26, 2026
- Accounts · 41 to 32Mar 27, 2024 to Mar 27, 2025
- clients p•••ed vehicles · 41 to 32Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 41 to 32Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $151M to $132MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $844M to $490MMar 27, 2024 to Mar 27, 2025
- raum p•••ed vehicles · $996M to $622MMar 27, 2024 to Mar 27, 2025
- RAUM · $996M to $622MMar 27, 2024 to Mar 27, 2025
- Accounts · 45 to 41Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 6 to 8Mar 31, 2023 to Mar 27, 2024
- clients p•••ed vehicles · 45 to 41Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $1.1B to $996MMar 31, 2023 to Mar 27, 2024
- Private funds · 45 to 41Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $180M to $151MMar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $959M to $844MMar 31, 2023 to Mar 27, 2024
- raum p•••ed vehicles · $1.1B to $996MMar 31, 2023 to Mar 27, 2024
- RAUM · $1.1B to $996MMar 31, 2023 to Mar 27, 2024
- Accounts · 46 to 45Apr 6, 2022 to Mar 31, 2023
- clients p•••ed vehicles · 46 to 45Apr 6, 2022 to Mar 31, 2023
- Assets in custody · $1.2B to $1.1BApr 6, 2022 to Mar 31, 2023
- Private funds · 46 to 45Apr 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $145M to $180MApr 6, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.1B to $959MApr 6, 2022 to Mar 31, 2023
- raum p•••ed vehicles · $1.2B to $1.1BApr 6, 2022 to Mar 31, 2023
- RAUM · $1.2B to $1.1BApr 6, 2022 to Mar 31, 2023
- Accounts · 43 to 46Nov 2, 2021 to Mar 30, 2022
- Advisory employees · 13 to 6Nov 2, 2021 to Mar 30, 2022
- clients p•••ed vehicles · 43 to 46Nov 2, 2021 to Mar 30, 2022
- Assets in custody · $1.5B to $1.2BNov 2, 2021 to Mar 30, 2022
- Employees · 19 to 15Nov 2, 2021 to Mar 30, 2022
Signals
3 dated events
- W•••••••• M••••••••• L•• reported RAUM $444.4M, down 29% from $621.6M (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- W•••••••• M••••••••• L•• reported RAUM $621.6M, down 38% from $995.5M (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- W•••••••• M••••••••• L•• reported RAUM $1.5B, down 28% from $2.1B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W•••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•••••••• M••••••••• L•• · Private Equityshared crd · organization
- W•••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- WRG.VCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 4259523950reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026