DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

F••••••••• G••••• P••••••• I• L•

Gross asset value
$390M
as of Jul 18, 2024; not a fund size
Peak GAV
$390M
highest filing
Owners
99
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
26%
fund-of-funds interests
Non-US owners
10%
Reported
3 filings
Mar 31, 2023 to Jul 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$390M as of Jul 18, 2024
Mar 31, 2023$234M then
Owners99 as of Jul 18, 2024
Mar 31, 202364 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Compeer
    Burlington, Wisconsin
  • Fifth Third Bank
    Cincinatti, Ohio
  • Truist
    Charlotte, North Carolina
  • Maranon Capital
    Chicago, Illinois
  • Midcap
    Bethesda, Maryland
  • Bank Of America
    Charlotte, North Carolina
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
11%reportedadviser and related persons