DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• P••••••• I•• L•••
Gross asset value
$4.4B
as of Jun 12, 2012; not a fund size
Peak GAV
$4.4B
highest filing
Owners
411
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
17%
fund-of-funds interests
Non-US owners
42%
Reported
2 filings
Mar 30, 2012 to Jun 12, 2012
Reporting history
one row per Form ADV filing
Gross asset value$4.4B as of Jun 12, 2012
Mar 30, 2012$4.4B then
Owners411 as of Jun 12, 2012
Mar 30, 2012411 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Bank Of New York Mellon Trust Company, N.APittsburgh, Pennsylvania
- Wells FargoWashington, District of Columbia
Across DFX
shared identifiers only
- C•••••• P••••••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons