DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• F••••••• M•••••• F••• 1• L•
Gross asset value
$4.9M
as of Sep 19, 2024; not a fund size
Peak GAV
$26.9M
highest filing
Owners
91
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
29%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
43 filings
May 3, 2012 to Sep 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$4.9M as of Sep 19, 2024
May 3, 2012$17.4M then
Owners91 as of Sep 19, 2024
May 3, 201275 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Canadareported
- Clients solicited
- noreported
- Form D file number
- 021-155367reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- U.S. Bank N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
- S••••• F••••••• M•••••• F••• 1• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 29%reportedadviser and related persons