DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• P••••••• • S•••• M••••• G••••• 2•••• L•••
Gross asset value
$38.4M
as of Mar 29, 2024; not a fund size
Peak GAV
$268M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
15%
of the fund
Owned by funds
71%
fund-of-funds interests
Non-US owners
60%
Reported
26 filings
Feb 14, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$38.4M as of Mar 29, 2024
Feb 14, 2012$52.6M then
Owners22 as of Mar 29, 2024
Feb 14, 201264 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-134094reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank N.A.Chicago, Illinois
- U.S. BankMilwaukee, Wisconsin
Across DFX
shared identifiers only
- S••••••• P••••••• • S•••• M••••• G••••• 2•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 15%reportedadviser and related persons