DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• F••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 30, 2012
RAUM
$462M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$462M as of Mar 31, 2026
Apr 1, 2013$6.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)30 as of Mar 31, 2026
Apr 1, 201360 then
Private funds8 as of Mar 31, 2026
Apr 1, 201339 then
RAUM +31% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $51.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$462M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
47 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• S•••• M••••• E•••••••• F•••• L••• | Private Equity Fund | $504M | 2 | Mar 31, 2015 |
| L••••••• C••••••••• I• L•••••• P••••••••• | Private Equity Fund | $148M | 1 | Feb 14, 2012 |
| S••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $139M | 86 | Feb 14, 2012 |
| L••••••• C••••••••• I• L•••••• P••••••••• | Private Equity Fund | $74.9M | 1 | Feb 14, 2012 |
| S••••••• P••••••• • S•••• M••••• G••••• S••••••••• L••• | Private Equity Fund | $72.3M | 2 | Mar 31, 2019 |
| S••••••• P••••••• • S•••• M••••• G••••• 2•••• L••• | Private Equity Fund | $38.4M | 22 | Feb 14, 2012 |
| S••••••• L••••••• F•••• L•• | Private Equity Fund | $33.8M | 23 | Mar 31, 2022 |
| I•• I••••••••• L•••••• P••••••••• | Private Equity Fund | $32.8M | 4 | Feb 14, 2012 |
| A•••••• I•••••• C•••••••• L•• | Private Equity Fund | $15.0M | 2 | Mar 29, 2024 |
| S••••••• L••••••• F••••• L•• | Private Equity Fund | $13.3M | 19 | Mar 31, 2022 |
| S••••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $8.6M | 107 | Feb 14, 2012 |
| L••••••• C••••••••• V• L•••••• P••••••••• | Private Equity Fund | $7.1M | 5 | Feb 14, 2012 |
| L••••••• C••••••••• I• L•••••• P••••••••• | Private Equity Fund | $6.1M | 5 | Feb 14, 2012 |
| S••••••• C•••••• P••••••• I••• L••• | Private Equity Fund | $5.8M | 105 | Feb 14, 2012 |
| S••••••• S•• I•••••••• L••no longer reported | Private Equity Fund | $3.6M | 35 | Mar 31, 2019 |
| S••••••• E••• C••••••••• I• L••no longer reported | Private Equity Fund | $3.3M | 2 | Feb 14, 2012 |
| S•• I• P•••••••• L••• | Private Equity Fund | $2.5M | 42 | Apr 1, 2013 |
| S••••••• C•••••• P•••••••• L••• | Private Equity Fund | $2.4M | 71 | Feb 14, 2012 |
| S•• I• C••••••••• F••• L• | Private Equity Fund | $976,807 | 15 | Mar 31, 2022 |
| S••••••• E••• C••••••••• I•• L••no longer reported | Private Equity Fund | $957,485 | 2 | Feb 14, 2012 |
| S••••••• L••••••• E••••••••• F•••• L• | Private Equity Fund | $449,186 | 46 | Feb 14, 2012 |
| M•••••• D••• C•••••• I••••••••• L••no longer reported | Private Equity Fund | $445,197 | 32 | Feb 14, 2012 |
| S••••••• L•••••••• L• | Private Equity Fund | $382,701 | 1 | Feb 14, 2012 |
| S••••••• E••• C••••••••• I••• L••no longer reported | Private Equity Fund | $378,374 | 2 | Feb 14, 2012 |
| P••••• C•••••• I•• L••no longer reported | Private Equity Fund | $303,889 | 5 | Feb 14, 2012 |
| S•••••••• O••••••••• B•••• L•• | Private Equity Fund | $294,555 | 15 | Feb 14, 2012 |
| S••••••• V•••••• P•••••••• L••• | Private Equity Fund | $254,138 | 83 | Feb 14, 2012 |
| L••••••• C••••••••• I•• L•••••• P••••••••• | Private Equity Fund | $197,770 | 4 | Feb 14, 2012 |
| S••••••• L••••••• R•••••••• L• | Private Equity Fund | $118,155 | 8 | Feb 14, 2012 |
| S••••••• V••• I••••••••• H•••••••• L•• | Private Equity Fund | $82,074 | 28 | Mar 31, 2022 |
| S••••••• R••••••••• H••••••• C••••••••• I•• L••no longer reported | Private Equity Fund | $67,992 | 2 | Feb 14, 2012 |
| S••••••• S•• E•••••••• F•••• L••• | Private Equity Fund | $50,692 | 50 | Feb 14, 2012 |
| S••••••• C•••••• P••••••• G••• • C••• K• | Private Equity Fund | $34,885 | 4 | Feb 14, 2012 |
| P••••• C•••••• I••• L••no longer reported | Private Equity Fund | $20,932 | 5 | Feb 14, 2012 |
| S••••••• V•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $72 | 56 | Feb 14, 2012 |
| S••••••• R••••••••• H••••••• C••••••••• V••• L••no longer reported | Private Equity Fund | $0 | 2 | Feb 14, 2012 |
| S••••••• E••• C••••••••• I•• L••no longer reported | Private Equity Fund | $0 | 2 | Feb 14, 2012 |
| P•• I• I••••••• I• L••no longer reported | Private Equity Fund | $0 | 5 | Feb 14, 2012 |
| S••••••• E••• C••••••••• V••• L••no longer reported | Private Equity Fund | $0 | 2 | Feb 14, 2012 |
| S••••••• R••••••••• H••••••• C••••••••• V•• L••no longer reported | Private Equity Fund | $0 | 3 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••••• L•• · Manager And Senior Managing Director Of S••••••• F••• M••••••••• L•• And Manager Of S••••••• F••• M••••••••• H••••••• G•• L••controlsince 05/2000 · owns less than 5%
- E•••••• J••••••• W•••••• · Managing Director Of S••••••• F••• M••••••••• L•• And Chief Financial Officercontrolsince 02/2013 · owns less than 5%
- E••••••• M••••• A•••• · Managing Director Of S••••••• F••• M••••••••• L•• And Chief Operating Officer, Chief Compliance Officer And General Counselcontrolsince 04/2008 · owns less than 5%
- H••••••••• R•••••• C••••••••• · Manager And Senior Managing Director Of S••••••• F••• M••••••••• L•• And Manager Of S••••••• F••• M••••••••• H••••••• G•• L••controlsince 05/2000 · owns less than 5%
- T••••••• S•••••• M•••••• · Manager And Senior Managing Director Of S••••••• F••• M••••••••• L•• And Manager Of S••••••• F••• M••••••••• H••••••• G•• L••controlsince 05/2000 · owns less than 5%
- B•••••• D••••••• L•• · Membercontrolsince 01/2014 · owns 25% to 50% of S••••••• F••• M••••••••• H••••••• G•• L••
- H••••••••• R•••••• C••••••••• · Membercontrolsince 01/2014 · owns 25% to 50% of S••••••• F••• M••••••••• H••••••• G•• L••
- T••••••• S•••••• M•••••• · Membercontrolsince 01/2014 · owns 25% to 50% of S••••••• F••• M••••••••• H••••••• G•• L••
Entity owners
- S•• I•••••• L•• · Memberdirect · owns 75% or more
- S••••••• F••• M••••••••• H•••••••• L••• · Memberdirect · owns 75% or more
- S••••••• F••• M••••••••• H••••••• G•• L•• · General Partner Of The Sole Member Of S••••••• F••• M••••••••• L••indirect · owns F of S••••••• F••• M••••••••• H•••••••• L•••
Related persons
Schedule D 7.A
- S• P••••••• 2•••• L•••bankpooled vehicle sponsorn
- S• P••••••• H•••••••• L•••pooled vehicle sponsorn
- S• P••••••• I•• L•••pooled vehicle sponsorn
- S• P••••••• I•• A•• O•• G• C•••••••••pooled vehicle sponsorn
- S• P••••••• I••• L•••bankpooled vehicle sponsorn
- S• P••••••• I•• L•••bankpooled vehicle sponsorn
- S• P••••••• S••••••••• L•bankpooled vehicle sponsorn
- S•• P•••••••• L•••pooled vehicle sponsorn
- S• A•• G• C•••••••••pooled vehicle sponsorn
- S••• M••••••••• I• L••pooled vehicle sponsorn
- S••• M••••••••• I•• L••pooled vehicle sponsorn
- S••• M••••••••• I••• L••pooled vehicle sponsorn
- S••• M••••••••• I•• L••pooled vehicle sponsorn
- S••• M••••••••• V• L••pooled vehicle sponsorn
- S••• M••••••••• L••pooled vehicle sponsorn
- S••••••• N•• I••••••• H••••••• L••pooled vehicle sponsorn
- S••••••• P••••••• Q••••••••• I••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $70.6M
- S••••••• V•••••• P•••••••• L••pooled vehicle sponsorn
- S• P••••••• I• C••••••••• G• L••pooled vehicle sponsorn
- S• P••••••• I• C••••••••• G•• L•pooled vehicle sponsorn
Advisers that list S••••••• F••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Baltimore, MD
What changed
consecutive filings, newest first
- Accounts · 11 to 9May 2, 2025 to Mar 31, 2026
- Advisory employees · 10 to 11May 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 9May 2, 2025 to Mar 31, 2026
- Employees · 31 to 30May 2, 2025 to Mar 31, 2026
- Private funds · 13 to 8May 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $325M to $462MMay 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $26.5M to $0May 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $352M to $462MMay 2, 2025 to Mar 31, 2026
- RAUM · $352M to $462MMay 2, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 2, 2025
- Accounts · 20 to 11Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 24 to 10Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 20 to 11Mar 29, 2024 to Mar 28, 2025
- Employees · 43 to 31Mar 29, 2024 to Mar 28, 2025
- Private funds · 22 to 13Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $823M to $325MMar 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $268M to $26.5MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $352MMar 29, 2024 to Mar 28, 2025
- RAUM · $1.1B to $352MMar 29, 2024 to Mar 28, 2025
- Accounts · 23 to 20Sep 17, 2023 to Mar 29, 2024
- Advisory employees · 20 to 24Sep 17, 2023 to Mar 29, 2024
- Pooled vehicle clients · 23 to 20Sep 17, 2023 to Mar 29, 2024
- Private funds · 25 to 22Sep 17, 2023 to Mar 29, 2024
- Discretionary RAUM · $892M to $823MSep 17, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $236M to $268MSep 17, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BSep 17, 2023 to Mar 29, 2024
- RAUM · $1.1B to $1.1BSep 17, 2023 to Mar 29, 2024
- Accounts · 24 to 23Dec 19, 2022 to Mar 31, 2023
- Advisory employees · 23 to 20Dec 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 24 to 23Dec 19, 2022 to Mar 31, 2023
- Employees · 44 to 43Dec 19, 2022 to Mar 31, 2023
- Private funds · 27 to 25Dec 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $892MDec 19, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $426M to $236MDec 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.5B to $1.1BDec 19, 2022 to Mar 31, 2023
- RAUM · $1.5B to $1.1BDec 19, 2022 to Mar 31, 2023
- Accounts · 25 to 24Nov 1, 2021 to Mar 31, 2022
- Advisory employees · 17 to 23Nov 1, 2021 to Mar 31, 2022
- Pooled vehicle clients · 25 to 24Nov 1, 2021 to Mar 31, 2022
- Employees · 38 to 44Nov 1, 2021 to Mar 31, 2022
Signals
3 dated events
- S••••••• F••• M••••••••• L•• reported RAUM $461.6M, up 31% from $351.9M (2025-05-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S••••••• F••• M••••••••• L•• reported RAUM $351.9M, down 68% from $1.1B (2024-03-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- S••••••• F••• M••••••••• L•• reported RAUM $1.1B, down 27% from $1.5B (2022-12-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S••••••• F••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••••• F••• M••••••••• L•• · Private Equityshared crd · organization
- S••••••• F••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.S•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-465-7000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026