DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• H••••••••• R•••••• P••••••• L•
Gross asset value
$421M
as of Apr 23, 2024; not a fund size
Peak GAV
$542M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
68%
Reported
7 filings
Mar 31, 2022 to Apr 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$421M as of Apr 23, 2024
Mar 31, 2022$49.5M then
Owners4 as of Apr 23, 2024
Mar 31, 20225 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-390429reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- ScotiabankToronto, Ontario, Canada · LEI L3I9ZG2KFGXZ61BMYR72
Across DFX
shared identifiers only
- S••••• H••••••••• R•••••• P••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons