DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A•••••••• S••••••••• A•••• 1••• L••
Gross asset value
$1.8B
as of Jun 30, 2020; not a fund size
Peak GAV
$8.8B
highest filing
Owners
66
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
59 filings
Mar 30, 2012 to Jun 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$1.8B as of Jun 30, 2020
Mar 30, 2012$195M then
Owners66 as of Jun 30, 2020
Mar 30, 20126 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-164928reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York · related person of the adviser
- Goldman Sachs & Co. LLCNew York, New York
- Sg Americas Securities, LLCNew York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons