DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O• H••••••• L•
Gross asset value
$438M
as of Mar 26, 2021; not a fund size
Peak GAV
$438M
highest filing
Owners
20
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
65%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Mar 29, 2019 to Mar 26, 2021
Reporting history
one row per Form ADV filing
Gross asset value$438M as of Mar 26, 2021
Mar 29, 2019$148M then
Owners20 as of Mar 26, 2021
Mar 29, 201912 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-312783reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, National AssociationHouston, Texas · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- O• H••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 65%reportedadviser and related persons