DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• ••• C•••••• L•
Legal name K••••• C•••••• L•
Latest filing Apr 9, 2026
First filing on the tape Oct 24, 2012 · 25 filings
SEC status approved since Dec 7, 2012
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.8B
derived; firm RAUM over IAPD count
Employees
25
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.8B as of Apr 9, 2026
Mar 28, 2013$704M then
HNW client RAUM$0 as of Apr 9, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 9, 2026
Mar 28, 20130 then
Employees (5.A)25 as of Apr 9, 2026
Mar 28, 201315 then
Private funds10 as of Apr 9, 2026
Mar 28, 20136 then
RAUM -1.6% over the last fiscal year-3.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• S•••• R•••• | Dallas, Tx | May 12, 2015 | 32 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••• C•••••• P••••••• I•• L• | Private Equity Fund | $1.1B | 84 | Mar 29, 2022 |
| I•••••• F••• F•••• H••••••• L•••no longer reported | Private Equity Fund | $465M | 37 | Mar 29, 2019 |
| O• H••••••• L•no longer reported | Private Equity Fund | $438M | 20 | Mar 29, 2019 |
| K••••• N• H••••••• L• | Private Equity Fund | $394M | 33 | Mar 26, 2021 |
| K••••• C•••••• P••••••• I• L• | Private Equity Fund | $377M | 36 | Jun 23, 2016 |
| W••••• H••••••• L• | Private Equity Fund | $142M | 37 | Mar 20, 2020 |
| J•• H••••••• L•no longer reported | Private Equity Fund | $92.3M | 40 | Mar 31, 2015 |
| G•• K•• L• | Private Equity Fund | $85.5M | 2 | Mar 29, 2022 |
| K• B•••••• C•••• | Private Equity Fund | $54.4M | 13 | Mar 29, 2022 |
| K••••• S•••••••• C••••••• I•• L• | Private Equity Fund | $37.7M | 64 | Mar 29, 2022 |
| K•• H••••••• L•no longer reported | Private Equity Fund | $33.4M | 9 | Mar 31, 2015 |
| K••••• C••••••• I• L• | Private Equity Fund | $11.8M | 3 | Jun 23, 2016 |
| K••••• B• B•••••• I••• | Private Equity Fund | $10.3M | 7 | Mar 20, 2020 |
| K•• H••••••• L••no longer reported | Private Equity Fund | $8.1M | 32 | Mar 31, 2015 |
| K• C•••••••• H••••••• L• | Private Equity Fund | $7.8M | 85 | Mar 29, 2019 |
| K••••• S•••••••• C••••••• I• L• | Private Equity Fund | $6.7M | 28 | Mar 30, 2017 |
| K••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $4.2M | 44 | Oct 24, 2012 |
| K••••• •••• C•••••••• L•no longer reported | Private Equity Fund | $3.7M | 2 | Mar 25, 2014 |
| F•••••• F••• H••••••• L•••no longer reported | Private Equity Fund | $2.7M | 37 | Mar 30, 2017 |
| T•••••••• H••••••• L•••no longer reported | Private Equity Fund | $2.2M | 13 | Mar 28, 2016 |
| G•• H••••••• L• | Private Equity Fund | $2.0M | 43 | Mar 29, 2019 |
| H• A••••••• C••••••• L•no longer reported | Private Equity Fund | $1.3M | 3 | Feb 10, 2012 |
| H•• H••••••• L•no longer reported | Private Equity Fund | $1.2M | 26 | Sep 10, 2014 |
| K••••• H•••••••• L•no longer reported | Private Equity Fund | $576,047 | 21 | Mar 28, 2016 |
| C•••••• F•••• H•••••• L•no longer reported | Private Equity Fund | $559,150 | 36 | Mar 27, 2018 |
| U••••• S•• L•no longer reported | Private Equity Fund | $398,609 | 10 | Mar 28, 2013 |
| K•• H••••••• L•no longer reported | Private Equity Fund | $215,046 | 47 | Mar 28, 2016 |
| A••••••• S•• L•no longer reported | Private Equity Fund | $0 | 10 | Mar 28, 2013 |
| I••••••••• H••••••• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 25, 2014 |
| M•• S•• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 28, 2013 |
| E••••••••• S•• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- D••••• J••• J••••••• · Partnercontrolsince 02/2021 · owns 5% to 10%
- E••••••• K••••• E••••• · Partnercontrolsince 04/2016 · owns 10% to 25%
- H•••••• D•••••• J••• · Partnercontrolsince 04/2016 · owns 10% to 25%
- K••••••• D••••• W•••••• · Vice President, Chief Financial Officer And Secretarycontrolsince 08/2012 · owns less than 5%
- N•••••• W••••••• G••••• · Treasurer, Chief Compliance Officer And Assistant Secretarycontrolsince 08/2012 · owns less than 5%
- R••••• A•••••• S•••• · Managing Partnercontrolsince 08/2012 · owns 25% to 50%
- S•••••• R•••••• W•••••• · Partnercontrolsince 08/2012 · owns 10% to 25%
- R••••• A•••••• S•••• · Shareholdercontrolsince 04/2016 · owns 50% to 75% of K••••• C•••••• L••
- S•••••• R•••••• W•••••• · Shareholdercontrolsince 04/2016 · owns 25% to 50% of K••••• C•••••• L••
Entity owners
- K••••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- G•• K•• G• L•pooled vehicle sponsory
- K••••• G• I• L••pooled vehicle sponsory
- K•• G• I•• L•pooled vehicle sponsory
- K•• I• G• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.8B to $1.8BNov 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BNov 10, 2025 to Mar 27, 2026
- RAUM · $1.8B to $1.8BNov 10, 2025 to Mar 27, 2026
- Accounts · 10 to 11Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 9 to 10Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 9 to 10Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.0B to $1.8BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $2.0B to $1.8BMar 28, 2024 to Mar 27, 2025
- RAUM · $2.0B to $1.8BMar 28, 2024 to Mar 27, 2025
- Accounts · 12 to 10Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 24 to 25Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 12 to 9Mar 28, 2023 to Mar 28, 2024
- Employees · 24 to 25Mar 28, 2023 to Mar 28, 2024
- Private funds · 12 to 9Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.0BMar 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.0B to $2.0BMar 28, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.0BMar 28, 2023 to Mar 28, 2024
- Accounts · 16 to 12Mar 29, 2022 to Mar 28, 2023
- Pooled vehicle clients · 16 to 12Mar 29, 2022 to Mar 28, 2023
- Private funds · 16 to 12Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $2.4B to $2.0BMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $2.4B to $2.0BMar 29, 2022 to Mar 28, 2023
- RAUM · $2.4B to $2.0BMar 29, 2022 to Mar 28, 2023
- Advisory employees · 19 to 24Mar 26, 2021 to Mar 29, 2022
- Employees · 25 to 24Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.6B to $2.4BMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $2.6B to $2.4BMar 26, 2021 to Mar 29, 2022
- RAUM · $2.6B to $2.4BMar 26, 2021 to Mar 29, 2022
- Accounts · 15 to 16Jul 21, 2020 to Mar 26, 2021
- Advisory employees · 18 to 19Jul 21, 2020 to Mar 26, 2021
- Pooled vehicle clients · 15 to 16Jul 21, 2020 to Mar 26, 2021
- Employees · 24 to 25Jul 21, 2020 to Mar 26, 2021
- Private funds · 15 to 16Jul 21, 2020 to Mar 26, 2021
- Discretionary RAUM · $2.9B to $2.6BJul 21, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $2.9B to $2.6BJul 21, 2020 to Mar 26, 2021
- RAUM · $2.9B to $2.6BJul 21, 2020 to Mar 26, 2021
- Accounts · 17 to 15Mar 29, 2019 to Mar 20, 2020
- Advisory employees · 16 to 18Mar 29, 2019 to Mar 20, 2020
- Pooled vehicle clients · 17 to 15Mar 29, 2019 to Mar 20, 2020
Signals
4 dated events
- Jitendra Jay Desai (Partner) appeared on Schedule A of K••••• ••• C•••••• L•Mar 26, 2021 · Control person joined · fact
- K••••• ••• C•••••• L• reported RAUM $2.9B, up 43% from $2.0B (2019-03-29 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
- Ashmore Sarah Bradley (Partner) no longer on Schedule A of K••••• ••• C•••••• L• (listed 2019-03-29, absent 2020-03-20)Mar 20, 2020 · Control person left · inference
- K••••• ••• C••••••• L•• filed its initial SEC registration (Form ADV)Oct 24, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••• ••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- K••••• ••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kainos-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kainoscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-740-7300reportedpublic record, Form ADV, Apr 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026