DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• E••••••• O••••••• F•••• L••
Gross asset value
$1.6B
as of Sep 30, 2024; not a fund size
Peak GAV
$4.0B
highest filing
Owners
148
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
73%
Reported
35 filings
Mar 30, 2012 to Sep 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Sep 30, 2024
Mar 30, 2012$221M then
Owners148 as of Sep 30, 2024
Mar 30, 201231 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-339165reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America NaNew York, New York · LEI 84TYDEB6GKMZO031MB27
- Bank Of MontrealToronto, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Bmo Capital Markets Corp.New York, New York
- Bnp ParibasNew, New York · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Securities Corp.New York, New York
- Cantor Fitzgerald & Co.New York, New York
- Cibc World Markets Corp.New York, New York
- Commerzbank AgLondon, United Kingdom · LEI 851WYGNLUQLFZBSYGB56
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Goldman Sachs InternationalNew York, New York · LEI W22LROWP2IHZNBB6K528
- J.P. Morgan Securities LLCNew York, New York
- Jefferies Financial Services, Inc.New York, New York · LEI O26QTPAJC1X7058KCW11
- Jpmorgan Chase Bank, NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- Nomura International PlcLondon, United Kingdom · LEI DGQCSV2PHVF7I2743539
- Nomura Securities International, Inc.New York, New York
- RBC (Barbados) Trading Bank CorporationNassau, Barbados · LEI 549300KQ38UGDJPWLM2
- RBC Capital Markets, LLCNew York, New York
- RBC Europe LimitedLondon, United Kingdom · LEI TXDSU46SXBWIGJ8G8E98
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons