DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$0
as of Sep 20, 2024; not a fund size
Peak GAV
$243M
highest filing
Owners
496
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Mar 31, 2021 to Sep 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Sep 20, 2024
Mar 31, 2021$178M then
Owners496 as of Sep 20, 2024
Mar 31, 2021422 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-9473961833reported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 2% of the adviser's clients investedreported
Form D file number
021-364964reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • State Street Bank And Trust Company
    Boston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
9.0%reportedadviser and related persons