DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fidelity Management & Research Company LLC
Latest filing Jul 30, 2026
First filing on the tape Mar 28, 2012 · 74 filings
SEC status approved since Nov 29, 1971
RAUM
$5685B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.5%
$28B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,427
744 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
1
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$5685B as of Jul 30, 2026
Mar 28, 2012$1.0B then
HNW client RAUM$24B as of Jul 30, 2026
Mar 30, 2020$11B then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 28, 20120 then
Employees (5.A)1,427 as of Jul 30, 2026
Mar 27, 2013295 then
Private funds1 as of Jul 30, 2026
Mar 28, 201220 then
RAUM +20% over the last fiscal year+22% a year over threeIARs 0 to 0offices 9 to 6
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $824,727derivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$5416B95%
- Pooled investment vehicles$185B3.2%
- State and municipal entities$56B1.0%
- High-net-worth individuals$24B0.4%
- Individuals$3.9B0.1%
- Individual clients
- 6,596reported
- HNW clients
- 29,432reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 37,227reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $28B managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=true related_bank=true bd_reps=106.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
150 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fidelity Advisor World US Dollar Money Fundno longer reported | Liquidity Fund | $335M | 35 | Mar 27, 2013 |
| Cont LP Holdings LLCno longer reported | Other Private Fund | $217M | 1 | Mar 28, 2012 |
| Fidelity Distressed Opportunities Master Fund I, LP | Private Equity Fund | $180M | 2 | Mar 31, 2021 |
| Fidelity Advisor World US High Income Fundno longer reported | Other Private Fund | $136M | 36 | Mar 27, 2013 |
| Growthco Ab Holdings LLC | Other Private Fund | $129M | 1 | Mar 27, 2015 |
| Prtn LP Holdings LLCno longer reported | Other Private Fund | $108M | 1 | Mar 28, 2012 |
| Cont Tc Holdings LLC | Other Private Fund | $106M | 1 | Mar 28, 2018 |
| Pureqsb Wm Holdings LLCno longer reported | Other Private Fund | $82.5M | 1 | Mar 28, 2017 |
| Fidelity Advisor World America Fundno longer reported | Other Private Fund | $81.0M | 41 | Mar 27, 2013 |
| Bio Ab Holdings LLC | Other Private Fund | $80.0M | 1 | Mar 27, 2015 |
| Capinc Sc Holdings, LLCno longer reported | Other Private Fund | $78.0M | 1 | Mar 28, 2012 |
| Fidelity Advisor World Asian Special Situation Fundno longer reported | Other Private Fund | $67.1M | 32 | Mar 27, 2013 |
| Pureqsb Tc Holdings LLC | Other Private Fund | $67.0M | 1 | Mar 28, 2018 |
| Prtn Tb Holdings, LLC | Other Private Fund | $65.5M | 1 | Mar 27, 2013 |
| Fanifb Wm Hldgs LLCno longer reported | Other Private Fund | $61.7M | 1 | Mar 28, 2017 |
| Cont Veterinary Holdings LLC | Other Private Fund | $59.0M | 1 | Mar 31, 2022 |
| Fidelity Advisor World US Large Cap Stock Fundno longer reported | Other Private Fund | $56.3M | 54 | Mar 27, 2013 |
| Growthco Wu Holdings LLCno longer reported | Other Private Fund | $47.6M | 1 | Mar 29, 2016 |
| Fidelity Advisor World American Growth Fundno longer reported | Other Private Fund | $47.0M | 51 | Mar 27, 2013 |
| Fidelity Advisor World US Intermediate Bond Fundno longer reported | Other Private Fund | $39.8M | 36 | Mar 27, 2013 |
| Growthco Tb Holdings, LLC | Other Private Fund | $39.1M | 1 | Mar 27, 2013 |
| Fidelity Advisor World Europe Fundno longer reported | Other Private Fund | $35.1M | 44 | Mar 27, 2013 |
| Fanifb Er2 Holdings LLC | Other Private Fund | $35.1M | 1 | Mar 28, 2017 |
| Grthcocp Wu Holdings LLCno longer reported | Other Private Fund | $33.8M | 1 | Mar 29, 2016 |
| Fsgrwco Ab Holdings LLC | Other Private Fund | $31.2M | 1 | Mar 27, 2015 |
| Fidelity Advisor World International Fundno longer reported | Other Private Fund | $31.0M | 50 | Mar 27, 2013 |
| Fanif LP Holdings LLCno longer reported | Other Private Fund | $30.6M | 1 | Mar 28, 2012 |
| Fidelity Advisor World Pacific Fundno longer reported | Other Private Fund | $29.9M | 37 | Mar 27, 2013 |
| Bcgf Veterinary Holdings LLC | Other Private Fund | $29.8M | 1 | Mar 31, 2022 |
| Grthcocp Ab Holdings LLCno longer reported | Other Private Fund | $27.3M | 1 | Mar 27, 2015 |
| Fanifa Tc Holdings LLC | Other Private Fund | $26.2M | 1 | Mar 28, 2018 |
| Bcgf Mp Holdings LLC | Other Private Fund | $25.6M | 1 | Mar 28, 2017 |
| Scgr Ss Holdings LLCno longer reported | Other Private Fund | $24.9M | 1 | Mar 30, 2020 |
| Mag Wm Holdings LLCno longer reported | Other Private Fund | $22.2M | 1 | Mar 28, 2017 |
| Growthco Mp Holdings LLC | Other Private Fund | $21.0M | 1 | Mar 28, 2017 |
| Fanifa Veterinary Holdings LLC | Other Private Fund | $20.1M | 1 | Mar 31, 2022 |
| Growthco Cc Holdings LLCno longer reported | Other Private Fund | $19.4M | 1 | Mar 28, 2017 |
| Fbal LP Holdings LLCno longer reported | Other Private Fund | $18.8M | 1 | Mar 28, 2012 |
| Growthco Cb Holdings LLC | Other Private Fund | $17.5M | 1 | Mar 29, 2019 |
| Advstra Sc Holdings, LLCno longer reported | Other Private Fund | $17.4M | 1 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Jean Stephanie Brown · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Michael Timothy Cohen · Co-Head Equitycontrolsince 03/2018 · owns less than 5%
- Lee Robin Foley · Head Of Fixed Incomecontrolsince 07/2023 · owns less than 5%
- Alexander Bart Grenier · President, Head Of Asset Managementcontrolsince 02/2020 · owns less than 5%
- Ruddick Pam Holding · Co-Head Equitycontrolsince 03/2018 · owns less than 5%
- Pierrepont Abigail Johnson · Chairman Of The Board, Directorcontrolsince 02/2011 · owns less than 5%
- Jay Harley Lank · Head Of High Incomecontrolsince 08/2019 · owns less than 5%
- John Christopher Rimmer · Head Of Asset Management Finance, Treasurercontrolsince 09/2018 · owns less than 5%
- Crosby Edward Johnson IV · Elected Managercontrolsince 04/2006 · owns F of Fmr LLC
- Pierrepont Abigail Johnson · Elected Managercontrolsince 05/1994 · owns F of Fmr LLC
- John Gerard Mcgraw · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Charles Stephen Neff · Elected Managercontrolsince 04/2023 · owns F of Fmr LLC
- Engber Michael Wilens · Elected Managercontrolsince 10/2014 · owns F of Fmr LLC
- Michael Christopher Gouveia · Compliance Officersince 01/2023 · owns less than 5%
- Cynthia Lo Bessette · Senior Vice President, Secretary, Chief Legal Officersince 10/2019 · owns less than 5%
- Simon Peter Lynch · Vice Chairman, Directorsince 12/1992 · owns less than 5%
- Philip Jason Pogorelec · Compliance Officersince 01/2023 · owns less than 5%
Entity owners
- Fmr LLC · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- 42 North Resource Partners Advisors II LPpooled vehicle sponsorn
- 42 North Resource Partners Advisors LPpooled vehicle sponsorn
- Agilus Ventures Advisors IV Limited Partnershippooled vehicle sponsorn
- Alimont Ventures Advisors V Limited Partnershippooled vehicle sponsorn
- Avon Venture Advisors Fund I LPpooled vehicle sponsorn
- Avon Venture Advisors Fund II LPpooled vehicle sponsorn
- Ballyrock Investment Advisors LLCinvestment advisernRAUM $11B
- Di Consumer Advisors Fund I LPpooled vehicle sponsorn
- Di Opportunity Advisors Fund LPpooled vehicle sponsorn
- Digital Brokerage Services LLCbroker-dealern
- Empire Fidelity Investments Life Insurance Companyreal estaten
- F-Prime Capital Partners Healthcare Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund IV-A LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Healthcare Advisors Fund V LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund III LPpooled vehicle sponsorn
- F-Prime Capital Partners Hits Advisors Fund LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vi LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Vii LPpooled vehicle sponsorn
- F-Prime Capital Partners Life Sciences Advisors Fund Viii LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund 2021 LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors Fund II LPpooled vehicle sponsorn
- F-Prime Capital Partners Tech Advisors LPpooled vehicle sponsorn
- Fiam Index Fund Gp, LLCbankpooled vehicle sponsorn
- Fiam Institutional Funds Manager, LLCbankpooled vehicle sponsorn
- Fiam LLCinvestment adviserbankLP sponsornRAUM $348B
- Fidelity Brokerage Services LLCbroker-dealern
Advisers that list Fidelity Management & Research Company LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Merrimack, NH166 employees
- Chicago, IL21 employees
- Smithfield, RI8 employees
- San Francisco, CA6 employees
- Jersey City, NJ3 employees
- Greenwood Village, CO1 employees
- Durham, NC1 employees
- Westlake, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 36,290 to 37,227Nov 10, 2025 to Mar 30, 2026
- Advisory employees · 727 to 744Nov 10, 2025 to Mar 30, 2026
- BD registered reps · 101 to 106Nov 10, 2025 to Mar 30, 2026
- HNW clients · 28,365 to 29,432Nov 10, 2025 to Mar 30, 2026
- Individual clients · 6,742 to 6,596Nov 10, 2025 to Mar 30, 2026
- Pooled vehicle clients · 12 to 21Nov 10, 2025 to Mar 30, 2026
- Employees · 1,355 to 1,427Nov 10, 2025 to Mar 30, 2026
- Other offices · 9 to 6Nov 10, 2025 to Mar 30, 2026
- Discretionary RAUM · $4731B to $5685BNov 10, 2025 to Mar 30, 2026
- HNW RAUM · $22B to $24BNov 10, 2025 to Mar 30, 2026
- Individual RAUM · $3.7B to $3.9BNov 10, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $143B to $185BNov 10, 2025 to Mar 30, 2026
- RAUM · $4731B to $5685BNov 10, 2025 to Mar 30, 2026
- Wrap assets (manager) · $26B to $28BNov 10, 2025 to Mar 30, 2026
- Financial planning clients · unset to May 21, 2025 to Jun 21, 2025
- Accounts · 31,349 to 36,290Jan 23, 2025 to Apr 10, 2025
- Advisory employees · 689 to 727Jan 23, 2025 to Apr 10, 2025
- BD registered reps · 98 to 101Jan 23, 2025 to Apr 10, 2025
- HNW clients · 25,320 to 28,365Jan 23, 2025 to Apr 10, 2025
- Individual clients · 4,877 to 6,742Jan 23, 2025 to Apr 10, 2025
- Employees · 1,264 to 1,355Jan 23, 2025 to Apr 10, 2025
- Other offices · 8 to 9Jan 23, 2025 to Apr 10, 2025
- Private funds · 3 to 1Jan 23, 2025 to Apr 10, 2025
- Discretionary RAUM · $3964B to $4731BJan 23, 2025 to Apr 10, 2025
- HNW RAUM · $19B to $22BJan 23, 2025 to Apr 10, 2025
- Individual RAUM · $2.3B to $3.7BJan 23, 2025 to Apr 10, 2025
- Pooled vehicle RAUM · $121B to $143BJan 23, 2025 to Apr 10, 2025
- RAUM · $3964B to $4731BJan 23, 2025 to Apr 10, 2025
- Wrap assets (manager) · $22B to $26BJan 23, 2025 to Apr 10, 2025
- Accounts · 23,333 to 31,349Dec 6, 2023 to Mar 28, 2024
- Advisory employees · 610 to 689Dec 6, 2023 to Mar 28, 2024
- BD registered reps · 84 to 98Dec 6, 2023 to Mar 28, 2024
- HNW clients · 18,098 to 25,320Dec 6, 2023 to Mar 28, 2024
- Individual clients · 4,325 to 4,877Dec 6, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 12Dec 6, 2023 to Mar 28, 2024
- Employees · 1,108 to 1,264Dec 6, 2023 to Mar 28, 2024
- Insurance-licensed employees · 3 to 0Dec 6, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 0Dec 6, 2023 to Mar 28, 2024
- Other offices · 5 to 8Dec 6, 2023 to Mar 28, 2024
- Private funds · 62 to 3Dec 6, 2023 to Mar 28, 2024
Signals
18 dated events
- Fidelity Management & Research Company Llc reported RAUM $4.0T, up 26% from $3.1T (2023-12-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Joseph John Remondi (Elected Manager) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2023-12-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- (Nmn) James Pagliocco (Head Of Fixed Income) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2023-08-31, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Lee Robin Foley (Head Of Fixed Income) appeared on Schedule A of Fidelity Management & Research Company LlcDec 6, 2023 · Control person joined · fact
- Jean Stephanie Brown (Chief Compliance Officer) appeared on Schedule A of Fidelity Management & Research Company LlcJun 27, 2023 · Control person joined · fact
- Matthew Kevin Meagher (Chief Compliance Officer) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2023-06-06, absent 2023-06-27)Jun 27, 2023 · Control person left · inference
- Charles Stephen Neff (Elected Manager) appeared on Schedule A of Fidelity Management & Research Company LlcJun 6, 2023 · Control person joined · fact
- Charles James Curvey (Elected Manager) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2022-12-07, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Delia Nancy Prior (Head Of Fixed Income) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2020-06-26, absent 2020-07-20)Jul 20, 2020 · Control person left · inference
- (Nmn) James Pagliocco (Head Of Fixed Income) appeared on Schedule A of Fidelity Management & Research Company LlcJul 20, 2020 · Control person joined · fact
- Charles Stephen Neff (President, Head Of Asset Management) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2020-01-24, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Alexander Bart Grenier (President, Head Of Asset Management) appeared on Schedule A of Fidelity Management & Research Company LlcMar 30, 2020 · Control person joined · fact
- Fidelity Management & Research Company reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 24, 2020 · Succession (Item 4) · fact
- Fidelity Management & Research Company Llc reported RAUM $2.6T, up 673% from $339.0B (2019-12-18 to 2020-01-24)Jan 24, 2020 · RAUM change · derived
- Jay Harley Lank (Head Of High Income) appeared on Schedule A of Fidelity Management & Research Company LlcSep 30, 2019 · Control person joined · fact
- Sumner Charles Morrison (President, President Of Asset Management) no longer on Schedule A of Fidelity Management & Research Company Llc (listed 2018-10-29, absent 2019-01-04)Jan 4, 2019 · Control person left · inference
- Charles Stephen Neff (President, Head Of Asset Management) appeared on Schedule A of Fidelity Management & Research Company LlcJan 4, 2019 · Control person joined · fact
- Fidelity Management & Research Company Llc reported RAUM $295.2B, up 35% from $219.0B (2018-02-13 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Fidelity Management & Research Company LLC · Independent Sponsorsshared crd · capital_provider
- Fidelity Management & Research Company LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-563-7000reportedpublic record, Form ADV, Jul 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026