DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••••••• D••• D• G••••• M••••• F•••• L•

Hedge Fundadvised byC••••••••• C•••••• M••••••••• L••asset manager805-9475963358no longer reportedIAPD
Gross asset value
$45.8M
as of Jul 8, 2021; not a fund size
Peak GAV
$277M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
22 filings
Feb 14, 2014 to Jul 8, 2021
Reporting history
one row per Form ADV filing
Gross asset value$45.8M as of Jul 8, 2021
Feb 14, 2014$0 then
Owners7 as of Jul 8, 2021
Feb 14, 20140 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Canadareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bnp Paribas Securities Corp.
    New York, New York
  • Citco Banking Corporation N.V.
    Willemstad, Curacao
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Wells Fargo Securities, LLC
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons