DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• C•••••• S•• S••••••••• U• P••••••••
Gross asset value
$274M
as of Aug 16, 2024; not a fund size
Peak GAV
$307M
highest filing
Owners
39
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
20 filings
Mar 30, 2015 to Aug 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$274M as of Aug 16, 2024
Mar 30, 2015$62.9M then
Owners39 as of Aug 16, 2024
Mar 30, 201512 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- 021-267207reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Raymond James & Associates, Inc.St. Petersburg, Florida
- Silicon Valley BankSanta Clara, California
- Skandinaviska Enskilda Banken Ab Frankfurt BranchFrankfurt, Germany · LEI F3JS33DEI6XQ4ZBPTN86
Across DFX
shared identifiers only
- A••• C•••••• S•• S••••••••• U• P•••••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons