DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S•••••••• I•••••••• F••• V• L•••
Gross asset value
$487M
as of Nov 19, 2024; not a fund size
Peak GAV
$504M
highest filing
Owners
76
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
9%
Reported
4 filings
Nov 17, 2023 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$487M as of Nov 19, 2024
Nov 17, 2023$504M then
Owners76 as of Nov 19, 2024
Nov 17, 202375 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Robert W. Baird & Co. IncorporatedMill Valley, California
Across DFX
shared identifiers only
- S•••••••• I•••••••• F••• V• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons