DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
1•• V••••••• I••• L•
Gross asset value
$455M
as of Mar 28, 2024; not a fund size
Peak GAV
$486M
highest filing
Owners
79
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
16%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
3%
Reported
13 filings
Mar 10, 2016 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$455M as of Mar 28, 2024
Mar 10, 2016$38.1M then
Owners79 as of Mar 28, 2024
Mar 10, 201665 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-242521reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
- 1•• V••••••• I••• L• · peshared adv fund id
- 1•• V••••••• I••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 16%reportedadviser and related persons