DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
1•• V••••••• M••••••••• L••
Latest filing Apr 15, 2026
First filing on the tape Jun 15, 2015 · 21 filings
SEC status approved since Jun 30, 2015
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
42
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$12B as of Apr 15, 2026
Mar 10, 2016$520M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 15, 2026
Mar 10, 20160 then
Employees (5.A)25 as of Apr 15, 2026
Mar 10, 20167 then
Private funds42 as of Apr 15, 2026
Mar 10, 201617 then
RAUM +110% over the last fiscal year+59% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $236MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +110%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $12B, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 50 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
48 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1•• H••••••• S•• L•• | Venture Capital Fund | $897M | 12 | Mar 31, 2015 |
| 1•• H••••••• V• L•• | Private Equity Fund | $525M | 62 | Mar 14, 2014 |
| 1•• V••••••• I•• L• | Private Equity Fund | $457M | 79 | Mar 19, 2019 |
| 1•• V••••••• I••• L• | Private Equity Fund | $455M | 79 | Mar 10, 2016 |
| 1•• V••••••• V• L• | Private Equity Fund | $350M | 60 | Mar 29, 2021 |
| 1•• V••••••• V•• L• | Private Equity Fund | $261M | 519 | Mar 24, 2023 |
| 1•• H••••••• X••• L••no longer reported | Venture Capital Fund | $166M | 41 | Mar 29, 2021 |
| 1•• V••••••• I•• L• | Private Equity Fund | $163M | 73 | Mar 14, 2014 |
| 1•• O••••••••• F•••• L• | Private Equity Fund | $146M | 36 | Mar 25, 2022 |
| 1•• H••••••• V•• L•• | Venture Capital Fund | $144M | 8 | Mar 31, 2015 |
| 1•• H••••••• S••••• L•• | Venture Capital Fund | $136M | 10 | Mar 29, 2021 |
| 1•• H••••••• S••• L•• | Private Equity Fund | $126M | 414 | Mar 28, 2024 |
| 1•• H••••••• S••• L•• | Venture Capital Fund | $116M | 45 | Mar 25, 2022 |
| 1•• H••••••• S••••• L•• | Venture Capital Fund | $104M | 52 | Mar 24, 2023 |
| 1•• H••••••• I•• L•• | Private Equity Fund | $84.0M | 32 | Mar 27, 2018 |
| 1•• H••••••• A• I•• L•• | Venture Capital Fund | $76.6M | 1,479 | Mar 28, 2024 |
| 1•• H••••••• S•••• L•• | Private Equity Fund | $76.3M | 62 | Mar 24, 2023 |
| 1•• H••••••• S•••••• L•• | Private Equity Fund | $69.3M | 72 | Mar 24, 2023 |
| 1•• H••••••• X•••• L••no longer reported | Venture Capital Fund | $57.6M | 12 | Mar 19, 2019 |
| 1•• H••••••• V•••• L•• | Private Equity Fund | $55.4M | 4 | Mar 27, 2018 |
| 1•• V••••••• V••• L• | Private Equity Fund | $44.8M | 1 | Mar 25, 2022 |
| 1•• H••••••• X••••• L••no longer reported | Venture Capital Fund | $44.0M | 29 | Mar 19, 2019 |
| 1•• H••••••• S•••• L•• | Venture Capital Fund | $43.4M | 6 | Mar 25, 2022 |
| 1•• H••••••• S•••• L•• | Private Equity Fund | $39.1M | 1,583 | Mar 28, 2024 |
| 1•• H••••••• S•••• L•• | Venture Capital Fund | $37.8M | 12 | Mar 25, 2020 |
| 1•• H••••••• C•••• L••no longer reported | Venture Capital Fund | $36.2M | 5 | Mar 31, 2015 |
| 1•• H••••••• C• L••no longer reported | Venture Capital Fund | $32.7M | 25 | Mar 10, 2016 |
| 1•• H••••••• A•• L••no longer reported | Venture Capital Fund | $28.7M | 2 | Jun 15, 2015 |
| 1•• H••••••• I••• L••no longer reported | Venture Capital Fund | $24.1M | 17 | Mar 14, 2014 |
| 1•• H••••••• I•• L••no longer reported | Venture Capital Fund | $22.5M | 51 | Mar 14, 2014 |
| L••••••• V••••••• I••• L••no longer reported | Venture Capital Fund | $19.9M | 1 | Mar 27, 2018 |
| 1•• H••••••• S••• L•• | Venture Capital Fund | $16.6M | 11 | Mar 19, 2019 |
| 1•• H••••••• A•• L•• | Venture Capital Fund | $14.3M | 163 | Mar 24, 2023 |
| F••••••••• I••••••••• L•• | Private Equity Fund | $14.2M | 18 | Mar 10, 2016 |
| 1•• H••••••• M• L••no longer reported | Venture Capital Fund | $13.0M | 35 | Mar 10, 2016 |
| A•••••••• H•••••••• L•• | Private Equity Fund | $11.9M | 2 | Mar 29, 2021 |
| 1•• H••••••• X• L••no longer reported | Venture Capital Fund | $11.7M | 1 | Mar 19, 2019 |
| 1•• V•••••••• L• | Private Equity Fund | $10.8M | 28 | Mar 29, 2012 |
| 1•• A••••••••• V• L• | Private Equity Fund | $9.0M | 53 | Mar 25, 2022 |
| 1•• H••••••• S••• L••no longer reported | Venture Capital Fund | $5.3M | 9 | Mar 10, 2016 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• J•••••• P•••••• · Managing Membercontrolsince 06/2011 · owns 50% to 75%
- H•••••• A•••••• D••• · Chief Financial Officer And Chief Operating Officercontrolsince 01/2013 · owns less than 5%
- J•••••••• S•••••• A•••••••• · Managing Membercontrolsince 06/2011 · owns 25% to 50%
- L•••••• A•••••• P••••• · Partnercontrolsince 09/2012 · owns less than 5%
- P••••••• S••••• A••• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- P••••••••• N•••••••• R••••• · Partnercontrolsince 04/2019 · owns less than 5%
Related persons
Schedule D 7.A
- 1•• H••••••• A••••• L••pooled vehicle sponsory
- 1•• O••••••••• F•••• L••pooled vehicle sponsory
- 1•• V••••••• I•• L••pooled vehicle sponsory
- 1•• V••••••• I••• L••pooled vehicle sponsory
- 1•• V••••••• I•• L••pooled vehicle sponsory
- 1•• V••••••• V• L••pooled vehicle sponsory
- 1•• V••••••• V•• L••pooled vehicle sponsory
- 1•• V•••••••• L••pooled vehicle sponsory
- J••••• F•••••••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
- Las Vegas, NV2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 15, 2026RAUM (Item 5.F) moved from $5,630,576,103 to $11,805,284,922 (+110.0%) between the annual amendments of 2025-03-21 and 2026-04-15; the peer median change was +13.0% (631 comparable advisers, 97.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 97% percentile
What changed
consecutive filings, newest first
- Assets in custody · $12B to $12BMar 31, 2026 to Apr 15, 2026
- Discretionary RAUM · $12B to $12BMar 31, 2026 to Apr 15, 2026
- Pooled vehicle RAUM · $12B to $12BMar 31, 2026 to Apr 15, 2026
- RAUM · $12B to $12BMar 31, 2026 to Apr 15, 2026
- Accounts · 37 to 50Jan 26, 2026 to Mar 31, 2026
- Advisory employees · 8 to 9Jan 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 37 to 50Jan 26, 2026 to Mar 31, 2026
- Assets in custody · $5.6B to $12BJan 26, 2026 to Mar 31, 2026
- Employees · 20 to 25Jan 26, 2026 to Mar 31, 2026
- Private funds · 37 to 42Jan 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.6B to $12BJan 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $5.6B to $12BJan 26, 2026 to Mar 31, 2026
- RAUM · $5.6B to $12BJan 26, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 21, 2025 to May 30, 2025
- Accounts · 31 to 37Mar 28, 2024 to Mar 21, 2025
- Advisory employees · 10 to 8Mar 28, 2024 to Mar 21, 2025
- Pooled vehicle clients · 31 to 37Mar 28, 2024 to Mar 21, 2025
- Assets in custody · $3.6B to $5.6BMar 28, 2024 to Mar 21, 2025
- Employees · 21 to 20Mar 28, 2024 to Mar 21, 2025
- Other offices · 2 to 1Mar 28, 2024 to Mar 21, 2025
- Private funds · 31 to 37Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $3.6B to $5.6BMar 28, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $3.6B to $5.6BMar 28, 2024 to Mar 21, 2025
- RAUM · $3.6B to $5.6BMar 28, 2024 to Mar 21, 2025
- Accounts · 29 to 31Mar 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 29 to 31Mar 24, 2023 to Mar 28, 2024
- Assets in custody · $2.9B to $3.6BMar 24, 2023 to Mar 28, 2024
- Other offices · 1 to 2Mar 24, 2023 to Mar 28, 2024
- Private funds · 29 to 31Mar 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.9B to $3.6BMar 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.9B to $3.6BMar 24, 2023 to Mar 28, 2024
- RAUM · $2.9B to $3.6BMar 24, 2023 to Mar 28, 2024
- Accounts · 26 to 29Dec 5, 2022 to Mar 24, 2023
- Pooled vehicle clients · 26 to 29Dec 5, 2022 to Mar 24, 2023
- Assets in custody · $2.3B to $2.9BDec 5, 2022 to Mar 24, 2023
- Employees · 20 to 21Dec 5, 2022 to Mar 24, 2023
- HQ city · LAS VEGAS to SAN FRANCISCODec 5, 2022 to Mar 24, 2023
- HQ state · NV to CADec 5, 2022 to Mar 24, 2023
- Other offices · 0 to 1Dec 5, 2022 to Mar 24, 2023
- Private funds · 26 to 29Dec 5, 2022 to Mar 24, 2023
Signals
13 dated events
- 1•• V••••••• M••••••••• L•• reported RAUM $11.8B, up 110% from $5.6B (2026-01-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 1•• V••••••• M••••••••• L•• reported RAUM $5.6B, up 58% from $3.6B (2024-03-28 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- 1•• V••••••• M••••••••• L•• reported RAUM $2.9B, up 26% from $2.3B (2022-12-05 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- 1•• V••••••• M••••••••• L•• reported RAUM $2.3B, up 27% from $1.8B (2021-05-21 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Anne Sarah Pikover (Chief Compliance Officer) appeared on Schedule A of 1•• V••••••• M••••••••• L••Mar 25, 2022 · Control person joined · fact
- Robert Nicholas Procaccini (Partner) appeared on Schedule A of 1•• V••••••• M••••••••• L••Mar 25, 2022 · Control person joined · fact
- 1•• V••••••• M••••••••• L•• reported RAUM $1.6B, up 26% from $1.3B (2019-05-29 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Bailey Elizabeth Weil (Partner) no longer on Schedule A of 1•• V••••••• M••••••••• L•• (listed 2019-03-19, absent 2019-05-29)May 29, 2019 · Control person left · inference
- 1•• V••••••• M••••••••• L•• reported RAUM $1.3B, up 46% from $881.5M (2018-03-27 to 2019-03-19)Mar 19, 2019 · RAUM change · derived
- Leu Alda Dennis (Partner) no longer on Schedule A of 1•• V••••••• M••••••••• L•• (listed 2018-03-27, absent 2019-03-19)Mar 19, 2019 · Control person left · inference
- Bailey Elizabeth Weil (Partner) appeared on Schedule A of 1•• V••••••• M••••••••• L••Mar 19, 2019 · Control person joined · fact
- 1•• V••••••• M••••••••• L•• reported RAUM $881.5M, up 56% from $563.5M (2017-03-31 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- 1•• V••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 15, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1•• V••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- 1•• V••••••• M••••••••• L•• · Private Equityshared crd · organization
- 1•• V••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 137VENTURES.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-513-5222reportedpublic record, Form ADV, Apr 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026