DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••• O••••••••• M••••• F••• L•••
Gross asset value
$254M
as of Aug 23, 2024; not a fund size
Peak GAV
$254M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
49%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
66%
Reported
25 filings
Mar 24, 2017 to Aug 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$254M as of Aug 23, 2024
Mar 24, 2017$36.5M then
Owners37 as of Aug 23, 2024
Mar 24, 201718 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-263794reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cantor FitzgeraldNew York, New York
- Clear Street LLCNew York, New York
- Coinbase Securities, Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Mirae Asset Securities (USA) Inc.New York, New York
- Pershing LLCJersey City, New Jersey
- Sg Americas Securities, LLCNew York, New York
- Td Securities Inc.Toronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 49%reportedadviser and related persons