DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••••••••• P••••••• C•••••••• F••• I• L•••

Private Equity Fundadvised byH••••••••• P•••••••• L••asset manager805-9665795768IAPD
Gross asset value
$126M
as of Oct 30, 2024; not a fund size
Peak GAV
$200M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$1.3M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
66%
Reported
40 filings
Mar 22, 2013 to Oct 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$126M as of Oct 30, 2024
Mar 22, 2013$0 then
Owners8 as of Oct 30, 2024
Mar 22, 20134 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-186018reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Jpmorgan Chase Bank, N.A.
    London, United Kingdom · LEI 7H6GLXDRUGQFU57RNE97
  • Jpmorgan Chase Bank, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Silicon Valley Bank
    Santa Clara, California · LEI 0K2D5AK28E3O5CC06E35
  • UBS Financial Services Inc.
    Santa Clara, California · LEI ETYRV6ORNFJB5NONI676
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons