DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••••• P•••••• E••••• I•••••••• F••• S••••• I•••••••• O• T•• S••• M••••••••• F•••• L•••
Gross asset value
$271M
as of Oct 31, 2024; not a fund size
Peak GAV
$271M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
29 filings
Jul 22, 2019 to Oct 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$271M as of Oct 31, 2024
Jul 22, 2019$125M then
Owners2 as of Oct 31, 2024
Jul 22, 20192 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-76044reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
- P••••••••• P•••••• E••••• I•••••••• F••• S••••• I•••••••• o• t•• S••• M••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons