DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• I•• I••••••••• L••
Gross asset value
$73.0M
as of Apr 12, 2018; not a fund size
Peak GAV
$86.4M
highest filing
Owners
62
beneficial owners reported
Minimum investment
$101,250
as reported
Adviser and related own
12%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Oct 5, 2015 to Apr 12, 2018
Reporting history
one row per Form ADV filing
Gross asset value$73.0M as of Apr 12, 2018
Oct 5, 2015$50.0M then
Owners62 as of Apr 12, 2018
Oct 5, 201531 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 49% of the adviser's clients investedreported
- Form D file number
- 021-249162reportedthe join to the Form D offering
- Type as written
- SPVreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- City National BankLos Angeles, California · LEI 593C3GZG957YOJPS2Z63
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 12%reportedadviser and related persons