DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• O••••••••• F•••• L••
Gross asset value
$1.0M
as of May 5, 2024; not a fund size
Peak GAV
$1.0M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Jul 27, 2022 to May 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.0M as of May 5, 2024
Jul 27, 2022$1.0M then
Owners8 as of May 5, 2024
Jul 27, 20228 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-5317208025reported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 10% of the adviser's clients investedreported
- Form D file number
- 021-454002reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- UBS Financial Services Inc.San Diego, California
Across DFX
shared identifiers only
- C•••••••• O••••••••• F•••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons