DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C•••••• P••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Mar 28, 2012 · 34 filings
SEC status approved since Nov 7, 2013
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$160M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$53.8M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$161M as of Apr 1, 2026
Mar 28, 2012$70.1M then
HNW client RAUM$156M as of Apr 1, 2026
Apr 4, 2018$237M then
State-registered IARs (5.B.3)3 as of Apr 1, 2026
Mar 28, 20120 then
Employees (5.A)5 as of Apr 1, 2026
Mar 12, 201411 then
Private funds2 as of Apr 1, 2026
Mar 31, 20161 then
RAUM +1.6% over the last fiscal year-2.9% a year over threeIARs 3 to 3offices 2 to 3
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $53.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $683,401derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $64.7M, 34 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$156M97%
- Individuals$4.2M2.6%
- Pooled investment vehicles$1.1M0.7%
- Individual clients
- 9reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 236reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $64.7M for 34 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••••••• R•••••• L••• | Menlo Park, Ca | Aug 30, 1999 | 38 y | 0 |
| T••• S••••• L••••• | Keller, Tx | Oct 29, 2018 | 28 y | 0 |
| P••• J•••• B••• | Carnelian Bay, Ca | Jan 1, 2026 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S•••• A••••• T••••• to P••• A••• W••••• A•••••••• L••May 20, 2022 · RIA to RIA
- S•••••• K•• H••••••••• to D•• F•••••••• P••••••• L••Dec 21, 2020 · RIA to a state-registered adviser
- J••• B•••••• D••• to M••••• A•••••••• L••Apr 4, 2018 · RIA to affiliated broker-dealer or bank
- M••••••• L••••••• S•••• to M••••• A•••••••• L••Apr 4, 2018 · RIA to affiliated broker-dealer or bank
- B•••• D•••• W••••• to M••••• A•••••••• L••Apr 4, 2018 · RIA to affiliated broker-dealer or bank
- B•••••• D••••••• C••••••••• to M••••• A•••••••• L••Apr 4, 2018 · RIA to affiliated broker-dealer or bank
- M•••••• J•••• F•••••• to D••••••••• W••••• M•••••••••Nov 28, 2016 · Other
- Z•••••• W•••••• S•••• to B••••••• J•••• L••Feb 15, 2016 · Other
Joined, latest
- B•••••• D••••••• C••••••••• from E••••• J••••May 21, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for M••••• A•••••••• L••Apr 4, 2018 · San Francisco, Ca · Firm absorbed
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• O••••••••• F•••• L•• | Private Equity Fund | $1.0M | 8 | Jul 27, 2022 |
| C•••••••• C•••••• S•••••••• O••••••••• L••• •••••• 1•no longer reported | Private Equity Fund | $580,000 | 9 | Mar 31, 2016 |
| C•••••••• S•••••• O••••••••• F••• 2•••• L• | Private Equity Fund | $255,884 | 10 | Apr 4, 2018 |
Owners and control persons
Schedule A and B, latest filing
- L•••• N••••••••• R•••••• · Managing Member/Director Of Client Relations/Chief Compliance Officercontrolsince 08/1998 · owns 50% to 75%
- L•••••• T•••• S••••• · Managing Member/Director Of Marketingcontrolsince 01/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
- N•••••••• R•••••• L•••pooled vehicle sponsory
- T••• S••••• L•••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 235 to 236Jun 25, 2025 to Mar 31, 2026
- HNW clients · 51 to 50Jun 25, 2025 to Mar 31, 2026
- Assets in custody · $66.1M to $64.7MJun 25, 2025 to Mar 31, 2026
- HQ city · to MENLO PARKJun 25, 2025 to Mar 31, 2026
- HQ state · to CAJun 25, 2025 to Mar 31, 2026
- Other offices · 2 to 3Jun 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $159M to $161MJun 25, 2025 to Mar 31, 2026
- HNW RAUM · $154M to $156MJun 25, 2025 to Mar 31, 2026
- Individual RAUM · $3.9M to $4.2MJun 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2M to $1.1MJun 25, 2025 to Mar 31, 2026
- RAUM · $159M to $161MJun 25, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Apr 9, 2025 to Jun 25, 2025
- HNW clients · 68 to 51May 5, 2024 to Apr 9, 2025
- Assets in custody · $70.5M to $66.1MMay 5, 2024 to Apr 9, 2025
- HQ city · unset to May 5, 2024 to Apr 9, 2025
- HQ state · unset to May 5, 2024 to Apr 9, 2025
- Discretionary RAUM · $147M to $159MMay 5, 2024 to Apr 9, 2025
- HNW RAUM · $141M to $154MMay 5, 2024 to Apr 9, 2025
- Individual RAUM · $4.0M to $3.9MMay 5, 2024 to Apr 9, 2025
- Pooled vehicle RAUM · $1.2M to $1.2MMay 5, 2024 to Apr 9, 2025
- RAUM · $147M to $159MMay 5, 2024 to Apr 9, 2025
- Accounts · 271 to 235Jul 5, 2023 to Mar 30, 2024
- HNW clients · 75 to 68Jul 5, 2023 to Mar 30, 2024
- Assets in custody · $73.8M to $70.5MJul 5, 2023 to Mar 30, 2024
- Employees · 4 to 5Jul 5, 2023 to Mar 30, 2024
- Financial planning clients · 11-25 to 1-10Jul 5, 2023 to Mar 30, 2024
- Discretionary RAUM · $176M to $147MJul 5, 2023 to Mar 30, 2024
- HNW RAUM · $170M to $141MJul 5, 2023 to Mar 30, 2024
- Individual RAUM · $4.5M to $4.0MJul 5, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $1.1M to $1.2MJul 5, 2023 to Mar 30, 2024
- RAUM · $176M to $147MJul 5, 2023 to Mar 30, 2024
- Accounts · 285 to 271Nov 4, 2022 to Apr 3, 2023
- Advisory employees · 4 to 3Nov 4, 2022 to Apr 3, 2023
- Individual clients · 13 to 9Nov 4, 2022 to Apr 3, 2023
- Pooled vehicle clients · 1 to 2Nov 4, 2022 to Apr 3, 2023
- Assets in custody · $101M to $73.8MNov 4, 2022 to Apr 3, 2023
- HQ city · SAN FRANCISCO to unsetNov 4, 2022 to Apr 3, 2023
- HQ state · CA to unsetNov 4, 2022 to Apr 3, 2023
- Other offices · 0 to 2Nov 4, 2022 to Apr 3, 2023
- Discretionary RAUM · $242M to $176MNov 4, 2022 to Apr 3, 2023
Signals
4 dated events
- C•••••••• C•••••• P••••••• L•• reported RAUM $176.0M, down 46% from $328.1M (2022-11-04 to 2023-04-03)Apr 3, 2023 · RAUM change · derived
- James Paul Boyd (Managing Member/Managing Director) no longer on Schedule A of C•••••••• C•••••• P••••••• L•• (listed 2022-04-06, absent 2022-07-27)Jul 27, 2022 · Control person left · inference
- S•••• A••••• T••••• left C•••••••• C•••••• P••••••• L•• for P••• A••• W••••• A•••••••• L•• (registered 2022-02-23)May 20, 2022 · Advisor changed firm · fact
- C•••••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Oct 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- team@clearpathcapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-682-6900reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/2227814reportedpublic record, Form ADV, Sep 18, 2026
- Website
- clearpathcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 682-6900reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- clearpathcapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- clearpathcapital.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026