DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byD•••••••• I••••••••• G••••• L••asset manager805-9728841140IAPD
Gross asset value
$41.9M
as of May 1, 2023; not a fund size
Peak GAV
$304M
highest filing
Owners
5
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
8%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
42%
Reported
5 filings
Mar 30, 2021 to May 1, 2023
Reporting history
one row per Form ADV filing
Gross asset value$41.9M as of May 1, 2023
Mar 30, 2021$119M then
Owners5 as of May 1, 2023
Mar 30, 20215 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-367539reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Carta Securities, LLC
    San Francisco, California
  • First Republic Bank
    San Francisco, California
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Shareworks By Morgan Stanley
    Calgary, Canada
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
8.0%reportedadviser and related persons