DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•• E••••• P••••••• V••••• L•••

Private Equity Fundadvised byO•• C•••••• A•••••••• L•••asset manager805-9769163661IAPD
Gross asset value
$796M
as of Oct 11, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
58
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
30%
fund-of-funds interests
Non-US owners
78%
Reported
11 filings
Mar 30, 2019 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$796M as of Oct 11, 2024
Mar 30, 2019$242M then
Owners58 as of Oct 11, 2024
Mar 30, 201925 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-308827reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bnp Paribas Securities Services
    Pantin, France
  • Citibank, N.A.
    New York, New York
  • Continental Stock Transfer And Trust
    New York, New York
  • Dnb Asa
    Oslo, Norway
  • First Republic Bank
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    Chicago, Illinois
  • Natixis Sa
    Paris, France
  • Sparebank 1
    Oslo, Norway
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons