DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••••• L••••••• R•••••••• L•

Private Equity Fundadvised byS••••••• F••• M••••••••• L••asset manager805-9796084324IAPD
Gross asset value
$118,155
as of Sep 17, 2023; not a fund size
Peak GAV
$8.5M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$420,843
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
25 filings
Feb 14, 2012 to Sep 17, 2023
Reporting history
one row per Form ADV filing
Gross asset value$118,155 as of Sep 17, 2023
Feb 14, 2012$6.4M then
Owners8 as of Sep 17, 2023
Feb 14, 20126 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bmo Harris Bank N.A
    Chicago, Illinois
  • Raymond James & Associates
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
11%reportedadviser and related persons