DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••••• H••• O••••••• M••••• F•••• L•••

Hedge Fundadvised byC••••••• H••• C•••••• M••••••••• L•••asset manager805-9835420883IAPD
Gross asset value
$94.1M
as of Mar 28, 2024; not a fund size
Peak GAV
$913M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
34%
Reported
20 filings
Feb 10, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$94.1M as of Mar 28, 2024
Feb 10, 2012$567M then
Owners3 as of Mar 28, 2024
Feb 10, 201214 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-96013reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, N.A.
    New York, New York · LEI 94-1687665
  • Barclays Bank Plc
    New York, New York · LEI G5GSEF7VJP5I7OUK5573
  • Citibank, National Association
    New York, New York · LEI E57ODZWZ7FF32TWEFA76
  • Citigroup Global Markets Inc.
    New York, New York
  • Equiniti Trust Company, LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs International
    New York, New York · LEI W22LROWP2IHZNBB6K528
  • J.P. Morgan Securities Inc.
    New York, New York
  • Jpmorgan Chase, National Association
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Merrill Lynch International
    New York, New York · LEI RA000585
  • Morgan Stanley & Co. LLC
    New York, New York
  • State Street Bank And Trust Company
    Boston, Massachusetts · LEI 571474TGEMMWANRLN572
  • UBS Securities LLC
    New York, New York · LEI T6FIZBDPKLYJKFCRVK44
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
18%reportedadviser and related persons