DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T•••••• O••••••• I••••••••• F••• 1•• L•

Hedge Fundadvised byT•••••• C•••••• A••••••• L•asset manager805-9843605345no longer reportedIAPD
Gross asset value
$560M
as of Jun 6, 2014; not a fund size
Peak GAV
$620M
highest filing
Owners
182
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
63%
Reported
5 filings
Jul 31, 2013 to Jun 6, 2014
Reporting history
one row per Form ADV filing
Gross asset value$560M as of Jun 6, 2014
Jul 31, 2013$620M then
Owners182 as of Jun 6, 2014
Jul 31, 2013187 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-87100reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman, Sachs & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    New York, New York
  • JP Morgan Chase Bank N.A.
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • State Street Bank And Trust Company
    Boston, Massachusetts
  • The Bank Of New York Mellon
    New York, New York
  • UBS Securities LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons