DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• N•••• E•• F••• L•
Gross asset value
$11.2M
as of Jun 19, 2019; not a fund size
Peak GAV
$26.2M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
23%
of the fund
Owned by funds
18%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 31, 2015 to Jun 19, 2019
Reporting history
one row per Form ADV filing
Gross asset value$11.2M as of Jun 19, 2019
Mar 31, 2015$14.8M then
Owners12 as of Jun 19, 2019
Mar 31, 20157 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 17% of the adviser's clients investedreported
- Form D file number
- 021-233095reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABN63
Across DFX
shared identifiers only
- S••••• N•••• E•• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 23%reportedadviser and related persons