DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A•••••• O••••••••• F••• L•••
Gross asset value
$14.9M
as of Aug 22, 2018; not a fund size
Peak GAV
$65.0M
highest filing
Owners
25
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
60%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
15%
Reported
14 filings
Jan 11, 2012 to Aug 22, 2018
Reporting history
one row per Form ADV filing
Gross asset value$14.9M as of Aug 22, 2018
Jan 11, 2012$38.4M then
Owners25 as of Aug 22, 2018
Jan 11, 201220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-163466reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Hsbc Bank USA, NaNew York, New York
Across DFX
shared identifiers only
- A•••••• O••••••••• F••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 60%reportedadviser and related persons