DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• S•••••• S••• I••••••••• H•••••••• L•••
Gross asset value
$114M
as of Mar 15, 2019; not a fund size
Peak GAV
$114M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$1
as reported
Adviser and related own
67%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
33%
Reported
11 filings
Mar 30, 2017 to Mar 15, 2019
Reporting history
one row per Form ADV filing
Gross asset value$114M as of Mar 15, 2019
Mar 30, 2017$85.0M then
Owners3 as of Mar 15, 2019
Mar 30, 20173 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Chase Bank, N.A.New York, New York
Across DFX
shared identifiers only
- A••••• S•••••• S••• I••••••••• H•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 67%reportedadviser and related persons