DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Apollo Management, L.P.

Former SEC-registered adviserNew York, New YorkCRD 143158SEC 801-67593IAPD
Latest filing Nov 22, 2022
First filing on the tape Mar 30, 2012 · 66 filings
RAUM
$90B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2,273
2,273 advisory (5.B.1)
Offices
26
beyond the principal office
Private funds
213
$94B gross assets
History
66 filings and snapshots on the tape
RAUM$90B as of Mar 31, 2022
Mar 30, 2012$41B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Mar 30, 20120 then
Employees (5.A)2,153 as of Mar 31, 2022
Mar 28, 2013634 then
Private funds213 as of Mar 31, 2022
Mar 30, 201294 then
RAUM +15% over the last fiscal year+11% a year over threeIARs 0 to 0offices 8 to 26
Practice profile
derived from the filing of Nov 22, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$445MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived27 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$90B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
203reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      200 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Apollo Investment Fund Viii, L.P.no longer reportedPrivate Equity Fund$20B405Mar 31, 2019
      Apollo Credit Opportunity Trading Fund IIIPrivate Equity Fund$1.3B132Mar 31, 2015
      Aif Vii Euro Holdings, L.P.no longer reportedPrivate Equity Fund$1.1B165Mar 30, 2012
      Aif Viii (Euro Aiv), L.P.no longer reportedPrivate Equity Fund$1.0B138Mar 31, 2015
      Aif Vi Euro Holdings, L.P.no longer reportedPrivate Equity Fund$1.0B228Mar 30, 2012
      Aif Viii Euro Holdings, L.P.no longer reportedPrivate Equity Fund$742M204Mar 31, 2014
      Apollo Co-Investors Viii (D), L.P.no longer reportedPrivate Equity Fund$612M1Mar 31, 2014
      Aion Capital Partners LimitedPrivate Equity Fund$556M42Mar 31, 2021
      Ap Fort Co-Invest, L.P.Private Equity Fund$414M18Mar 31, 2021
      Aif Viii (Aiv), L.P.no longer reportedPrivate Equity Fund$395M138Mar 31, 2014
      Anrp (Epe Aiv), L.P.no longer reportedPrivate Equity Fund$301M20Mar 28, 2013
      Anrp II (Aiv-A), L.P.no longer reportedPrivate Equity Fund$284M115Mar 30, 2018
      Leveragesource, L.P.no longer reportedHedge Fund$283M5May 2, 2012
      Aif Vii (Aiv), L.P.no longer reportedPrivate Equity Fund$214M137Mar 30, 2012
      Ap Viii (Pcdh Aiv), L.P.no longer reportedPrivate Equity Fund$200M402Mar 31, 2015
      Anrp II (Aiv), L.P.no longer reportedPrivate Equity Fund$196M119Mar 30, 2016
      Leveragesource Holdings, L.P., With Respect To Series Vno longer reportedHedge Fund$182M1May 2, 2012
      Aif Vii (Vc), L.P.no longer reportedPrivate Equity Fund$162M133Mar 30, 2012
      Anrp II (Aiv P), L.P.no longer reportedPrivate Equity Fund$159M117Mar 30, 2017
      Aop (De) Viii (Aiv I Fc), L.P.no longer reportedPrivate Equity Fund$154M40Mar 31, 2014
      Aif Viii (Euro Fc), L.P.no longer reportedPrivate Equity Fund$152M64Mar 31, 2015
      Aop Viii (Aiv III) Fc, L.P.no longer reportedPrivate Equity Fund$134M55Mar 31, 2014
      Aop Viii (Aiv), L.P.no longer reportedPrivate Equity Fund$132M139Mar 30, 2018
      Aif Vi Ncl (Aiv), L.P.no longer reportedPrivate Equity Fund$130M30Mar 30, 2012
      Aif Vi Ncl (Aiv II), L.P.no longer reportedPrivate Equity Fund$129M36Mar 31, 2014
      Aif Vi Ncl (Aiv III), L.P.no longer reportedPrivate Equity Fund$128M101Mar 31, 2014
      Aif Vi Ncl (Aiv IV), L.P.no longer reportedPrivate Equity Fund$128M64Mar 31, 2014
      Aop Viii (Aiv I Fc), L.P.no longer reportedPrivate Equity Fund$119M50Mar 31, 2014
      Apollo Special Sits International Holdings, L.P.no longer reportedPrivate Equity Fund$114M3Mar 30, 2017
      Aop Viii (Aiv II Fc), L.P.no longer reportedPrivate Equity Fund$113M30Mar 31, 2014
      Anrp De Holdings, L.P.no longer reportedPrivate Equity Fund$113M25Mar 28, 2013
      Leveragesource Holdings, L.P., With Respect To Series IIIno longer reportedHedge Fund$92.8M1May 2, 2012
      Aop Viii (Aiv Vi Fc), L.P.no longer reportedPrivate Equity Fund$91.9M1Mar 31, 2014
      Anrp International Holdings, L.P.no longer reportedPrivate Equity Fund$90.0M49Mar 28, 2012
      Ap Viii 892/Te (Aiv I), L.P.no longer reportedPrivate Equity Fund$78.1M35Mar 31, 2014
      Ap Viii 892/Te (Aiv II), L.P.no longer reportedPrivate Equity Fund$75.6M18Mar 31, 2014
      Ap Viii 892/Te (Aiv IV), L.P.no longer reportedPrivate Equity Fund$75.4M17Mar 31, 2014
      Aop (De 892) Viii (Euro Fc), L.P.no longer reportedPrivate Equity Fund$67.4M18Mar 30, 2018
      Anrp II 892/Te (Aiv-A), L.P.no longer reportedPrivate Equity Fund$62.2M47Mar 30, 2018
      Ap Viii 892/Te (Aiv III), L.P.no longer reportedPrivate Equity Fund$58.4M11Mar 31, 2014
      All funds of Apollo Management, L.P.
      Owners and control persons
      Schedule A and B, latest filing
      • Mark Anthony Civale · Chief Operating Officer Of Apollo Asset Management, Inc.control
        since 01/2022 · owns less than 5%
      • Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.control
        since 01/2022 · owns less than 5%
      • Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.control
        since 01/2022 · owns less than 5%
      • Kenan Yael Levy · Chief Compliance Officercontrol
        since 05/2021 · owns less than 5%
      • Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.control
        since 01/2022 · owns less than 5%
      • Joseph John Suydam · Chief Legal Officercontrol
        since 01/2007 · owns less than 5%
      • Charles James Zelter · Co-President Of Apollo Asset Management, Inc.control
        since 01/2022 · owns less than 5%
      Entity owners
      • Apollo Management Gp, LLC · General Partner
        direct · owns less than 5%
      • Apollo Management Holdings, L.P. · Limited Partner
        direct · owns 75% or more
      • Amh Holdings (Cayman), L.P. · Limited Partner
        indirect · owns 75% or more of Apollo Management Holdings, L.P.
      • Amh Holdings Gp, Ltd. · General Partner
        indirect · owns F of Amh Holdings (Cayman), L.P.
      • Apo Corp. · Sole Member
        indirect · owns F of Apollo Management Holdings Gp, LLC
      • Apo Corp. · Limited Partner
        indirect · owns 50% to 75% of Amh Holdings (Cayman), L.P.
      • Apo Corp. · Sole Shareholder
        indirect · owns 75% or more of Amh Holdings Gp, Ltd.
      • Apollo Asset Management, Inc. · Sole Member
        indirect · owns 75% or more of Apo Corp. · public reporting company
      • Apollo Global Management, Inc. · Sole Shareholder
        indirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
      • Apollo Global Management, Inc. · Limited Partner
        indirect · owns 25% to 50% of Amh Holdings (Cayman), L.P. · public reporting company
      • Apollo Management Holdings Gp, LLC · General Partner
        indirect · owns F of Apollo Management Holdings, L.P.
      • Apollo Management Holdings, L.P. · Sole Member-Manager
        indirect · owns F of Apollo Management Gp, LLC
      Related persons
      Schedule D 7.A
      Advisers that list Apollo Management, L.P. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY349 employees
      • Powai, Mumbai, Maharashtra, India323 employees
      • El Segundo, CA203 employees
      • London, United Kingdom157 employees
      • London, United Kingdom142 employees
      • Purchase, NY79 employees
      • El Segundo, CA44 employees
      • Hong Kong, Hong Kong33 employees
      • Miami, FL17 employees
      • Singapore, Singapore17 employees
      • Maharashtra, India17 employees
      • Woodland Hills, CA14 employees
      • West Des Moines, IA13 employees
      • Los Angeles, CA12 employees
      • Tokyo, Japan10 employees
      • Houston, TX9 employees
      • Bethesda, MD7 employees
      • Palm Beach, FL6 employees
      • Carlsbad, CA6 employees
      • Gurugram, India5 employees
      • Sydney, Australia4 employees
      • Orlando, FL2 employees
      • Frankfurt, Germany
      • Shanghai, China
      What changed
      consecutive filings, newest first
      • Advisory employees · 2,153 to 2,273
        Mar 31, 2022 to May 24, 2022
      • BD registered reps · 269 to 340
        Mar 31, 2022 to May 24, 2022
      • Employees · 2,153 to 2,273
        Mar 31, 2022 to May 24, 2022
      • Other offices · 24 to 26
        Mar 31, 2022 to May 24, 2022
      • Accounts · 246 to 203
        Feb 4, 2022 to Mar 31, 2022
      • Advisory employees · 557 to 2,153
        Feb 4, 2022 to Mar 31, 2022
      • BD registered reps · 205 to 269
        Feb 4, 2022 to Mar 31, 2022
      • Pooled vehicle clients · 246 to 203
        Feb 4, 2022 to Mar 31, 2022
      • Assets in custody · $41B to $0
        Feb 4, 2022 to Mar 31, 2022
      • Employees · 1,554 to 2,153
        Feb 4, 2022 to Mar 31, 2022
      • Other offices · 8 to 24
        Feb 4, 2022 to Mar 31, 2022
      • Private funds · 111 to 213
        Feb 4, 2022 to Mar 31, 2022
      • Discretionary RAUM · $78B to $90B
        Feb 4, 2022 to Mar 31, 2022
      • Pooled vehicle RAUM · $78B to $90B
        Feb 4, 2022 to Mar 31, 2022
      • RAUM · $78B to $90B
        Feb 4, 2022 to Mar 31, 2022
      • Assets in custody · $41B to $41B
        Jun 9, 2021 to Jul 1, 2021
      • Discretionary RAUM · $79B to $78B
        Jun 9, 2021 to Jul 1, 2021
      • Pooled vehicle RAUM · $79B to $78B
        Jun 9, 2021 to Jul 1, 2021
      • RAUM · $79B to $78B
        Jun 9, 2021 to Jul 1, 2021
      • Accounts · 552 to 246
        Jan 25, 2021 to Mar 31, 2021
      • Advisory employees · 472 to 557
        Jan 25, 2021 to Mar 31, 2021
      • BD registered reps · 189 to 205
        Jan 25, 2021 to Mar 31, 2021
      • Pooled vehicle clients · 552 to 246
        Jan 25, 2021 to Mar 31, 2021
      • Assets in custody · $73B to $41B
        Jan 25, 2021 to Mar 31, 2021
      • Employees · 1,250 to 1,554
        Jan 25, 2021 to Mar 31, 2021
      • Other offices · 7 to 8
        Jan 25, 2021 to Mar 31, 2021
      • Private funds · 62 to 111
        Jan 25, 2021 to Mar 31, 2021
      • Discretionary RAUM · $73B to $79B
        Jan 25, 2021 to Mar 31, 2021
      • Non-discretionary RAUM · $69.0M to $0
        Jan 25, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $73B to $79B
        Jan 25, 2021 to Mar 31, 2021
      • RAUM · $73B to $79B
        Jan 25, 2021 to Mar 31, 2021
      • Accounts · 502 to 552
        Mar 2, 2020 to Mar 30, 2020
      • Advisory employees · 410 to 472
        Mar 2, 2020 to Mar 30, 2020
      • BD registered reps · 169 to 189
        Mar 2, 2020 to Mar 30, 2020
      • Pooled vehicle clients · 502 to 552
        Mar 2, 2020 to Mar 30, 2020
      • Assets in custody · $72B to $73B
        Mar 2, 2020 to Mar 30, 2020
      • Employees · 1,010 to 1,250
        Mar 2, 2020 to Mar 30, 2020
      • Other offices · 5 to 7
        Mar 2, 2020 to Mar 30, 2020
      • Private funds · 58 to 62
        Mar 2, 2020 to Mar 30, 2020
      • Discretionary RAUM · $72B to $73B
        Mar 2, 2020 to Mar 30, 2020
      Signals
      13 dated events
      • Apollo Management, L.P. reported 24 offices beyond its principal office, up from 8 (2022-02-04 to 2022-03-31)
        Mar 31, 2022 · Office count change · derived
      • Jordan Joshua Harris (Vice President) no longer on Schedule A of Apollo Management, L.P. (listed 2021-10-13, absent 2022-01-13)
        Jan 13, 2022 · Control person left · inference
      • T John Zito (Vice President) no longer on Schedule A of Apollo Management, L.P. (listed 2021-10-13, absent 2022-01-13)
        Jan 13, 2022 · Control person left · inference
      • Charles James Zelter (Co-President Of Apollo Asset Management, Inc.) appeared on Schedule A of Apollo Management, L.P.
        Jan 13, 2022 · Control person joined · fact
      • Lynn Jessica Lomm (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Management, L.P. (listed 2021-05-11, absent 2021-06-09)
        Jun 9, 2021 · Control person left · inference
      • David Leon Black (Shareholder) no longer on Schedule A of Apollo Management, L.P. (listed 2021-05-11, absent 2021-06-09)
        Jun 9, 2021 · Control person left · inference
      • Kenan Yael Levy (Vice President And Chief Compliance Officer) appeared on Schedule A of Apollo Management, L.P.
        Jun 9, 2021 · Control person joined · fact
      • Lynn Jessica Lomm (Vice President And Chief Compliance Officer) appeared on Schedule A of Apollo Management, L.P.
        Jan 7, 2020 · Control person joined · fact
      • Zee Cindy Michel (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Management, L.P. (listed 2019-10-01, absent 2020-01-07)
        Jan 7, 2020 · Control person left · inference
      • Martin Scott Kleinman (Vice President) appeared on Schedule A of Apollo Management, L.P.
        Mar 31, 2019 · Control person joined · fact
      • Mark Anthony Civale (Vice President) appeared on Schedule A of Apollo Management, L.P.
        Mar 31, 2019 · Control person joined · fact
      • T John Zito (Vice President) appeared on Schedule A of Apollo Management, L.P.
        Mar 31, 2019 · Control person joined · fact
      • Apollo Management, L.P. reported RAUM $76.7B, up 66% from $46.2B (2017-09-20 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026