DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••• P•••••• I••••••••• L•
Gross asset value
$5.5M
as of Aug 28, 2014; not a fund size
Peak GAV
$16.0M
highest filing
Owners
94
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
28%
fund-of-funds interests
Non-US owners
25%
Reported
12 filings
Mar 7, 2012 to Aug 28, 2014
Reporting history
one row per Form ADV filing
Gross asset value$5.5M as of Aug 28, 2014
Mar 7, 2012$16.0M then
Owners94 as of Aug 28, 2014
Mar 7, 201294 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- FUND MEETS THE DEFINITION OF BOTH VENTURE CAPITAL FUND AND HEDGE FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, N.A.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- O•••••• P•••••• I••••••••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons