DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••••• S••• M••••• F•••• L•••
Gross asset value
$445M
as of Jul 15, 2024; not a fund size
Peak GAV
$2.4B
highest filing
Owners
269
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
9%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
2%
Reported
12 filings
Apr 13, 2020 to Jul 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$445M as of Jul 15, 2024
Apr 13, 2020$159M then
Owners269 as of Jul 15, 2024
Apr 13, 202038 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-357917reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Cf Secured, LLCNew York, New York
- Td Prime Services LLCNew York, New York
- Northern TrustJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- Wells Fargo Securities, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons