DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••• C•••••• M••••••• F•••••••• • S••••• M•
Gross asset value
$2.4M
as of Oct 10, 2019; not a fund size
Peak GAV
$77.1M
highest filing
Owners
55
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
6%
Reported
14 filings
Mar 27, 2013 to Oct 10, 2019
Reporting history
one row per Form ADV filing
Gross asset value$2.4M as of Oct 10, 2019
Mar 27, 2013$51.3M then
Owners55 as of Oct 10, 2019
Mar 27, 201355 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-190418reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
- P••••• C•••••• M••••••• F•••••••• • S••••• M• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons